Senior Compliance Officer

4 weeks ago

Dublin, Dublin City, Ireland The Panel Group Full time

Our client – a global fund manager is seeking to hire a Senior Compliance professional that aspires of becoming a DP. This role sits within a dynamic Compliance Team, reporting directly to the Head of Compliance in Ireland. It offers an exciting opportunity to work closely with senior stakeholders and contribute to a broad range of compliance activities, including:

Responsibilities:

  1. Supporting the Compliance Team and Designated Person (DP) in fulfilling CP86-related responsibilities, including management function reporting.
  2. Maintaining and executing tasks outlined in the Compliance Calendar.
  3. Providing guidance on distribution and mandate compliance by recommending proactive measures to mitigate violations or noncompliance. Leading the development of action plans for remediation as needed.
  4. Assisting in drafting and updating compliance policies and procedures, ensuring all documentation and manuals remain current and well-distributed.
  5. Keeping up-to-date with the regulatory environment, including UCITS and Central Bank of Ireland (CBI) guidance, and offering expertise on compliance-related issues.
  6. Contributing to collaborative projects with European Compliance and Risk teams to strengthen the oversight of delegation arrangements.
  7. Building strong, collaborative relationships within the organization and with external stakeholders to enhance the compliance framework.

Requirements:

  1. A minimum of 5 years' experience in a compliance role, ideally within a Management Company, Designated Person support function, or Asset Management setting.
  2. A strong academic background, with an undergraduate degree or equivalent professional experience.
  3. Detailed knowledge of CP86, UCITS, and CBI regulatory guidance.
  4. Proven ability to develop and maintain a thorough understanding of the investment industry and evolving regulatory requirements.

A strong salary and benefits will be on offer to the successful candidate.

For further information and to discuss in strict confidence, please apply with your updated CV.

Due to high volume of applications, only shortlisted candidates will be contacted.

Skills:

Regulatory Compliance, UCITS, CP86, Fund Compliance

Benefits:

Benefits package

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