Head Of Compliance

Join to apply for the
Head of Compliance & MLRO, Ireland
role at
Trading 212
1 week ago Be among the first 25 applicants
Join to apply for the
Head of Compliance & MLRO, Ireland
role at
Trading 212
About the job:
Trading 212's mission is to enable everyone to build wealth.
About the job:
Trading 212's mission is to enable everyone to build wealth.
We reinvent how trading and investing work by creating exceptional products people love.
Fostering a culture of excellence and high velocity is the key to our success.
Over the past few years, our client base has grown 20 times to over 3 million, and client assets have grown over 50 times to over £20 billion.
What will you do:
Lead and manage the Compliance Function, ensuring the highest compliance with all regulatory requirements as the second line of defense.
Oversee market abuse surveillance.
Oversee Anti-Money Laundering, Counter Terrorist Financing and Sanctions.
Oversee KYC and on-boarding activities.
Determine when to file a Suspicious Transaction with the Central Bank.
Provide oversight of engagement with the Central Bank and other regulators.
Ensure the Firm identifies and satisfies its regulatory obligations in Ireland and the countries in which it operates.
Ensure the accuracy of compliance advice to the business lines including responding to ad hoc queries.
Provide input to formal projects, new products and business proposals, with consideration of reputational risk matters.
Train staff in assessing regulatory risks and changes.
Oversee the execution of a risk-based compliance monitoring programme including;
a formal risk assessment
business reviews
thematic reviews and testing
Provide surveillance, logging and escalation ensuring resolution of relevant items.
Execute core compliance processes including:
market conduct
gifts and entertainment
regulatory liaison
reporting, registrations, licensing
employee trading, conflicts of interest and breaches log.
Draft and maintain compliance framework, policies, plans and procedures, including;
Compliance Framework
Fitness and Probity
SEAR / IAF
Anti-Business & Corruption Policy
Anti-Money Laundering, CTF & Sanctions Policy
Order Execution Policy
Conduct Risk Policy
Complaints Handling Policy
Anti-Fraud Policy
Group Product Governance Policy
Personal Account Trading Policy
Conflicts of Interest Policy
Market Abuse Policy
Inducements Policy
Whistleblowing Policy
Breach management Procedures
Transaction Reporting Procedures
Stay abreast of market trends, regulatory changes, and technological advancements to maintain and enhance the Firm's competitive edge.
Produce detailed management reports to present to internal committees, including the Board.
Mentor and guide junior compliance officers, promoting a high-performing culture
What you need to have:
10+ years' experience in a compliance role, ideally holding PCF-12 & 52 roles within a MiFID Investment firm - with a focus on equities / CFD's.
Experience of working with systematic internalisers, MTF's, Exchanges or algorithmic trading tools (RTS 6), in a highly regulated environment.
Demonstrable deep interest in financial markets and working knowledge of the brokerage industry, particularly with retail flow.
Comprehensive and up-to-date knowledge of market practices and their regulatory requirements, including IFR/IFD regulation.
Minimum 2:1 degree within a relevant field, e.g., Business, Law, Economics.
Excellent written and verbal communication skills, with the ability to convey complex concepts clearly and effectively.
Proven ability to work under pressure, demonstrating adaptability and a driven attitude to achieve goals.
High attention to detail and accuracy, with a proactive approach to problem solving, maintaining documentation and understanding regulation.
Strong leadership skills with the ability to mentor and develop junior team members.
What we offer:
Challenges that will help you grow and realize your potential fast.
Opportunity to make a significant impact - you will build innovative services used by millions of investors to build wealth.
Work with smart, spirited, helpful, high-performing colleagues with a common goal.
An environment where nothing is set in stone.
Appreciation for your talent and ideas.
Autonomy to own your function and manage your staff.
Generous remuneration package, including, health, life, disability insurance, pension, 26 days holidays and annual bonuses.
Are you ready to accelerate your career with us?
We'd love to hear from you
We thank all applicants, but only candidates selected for an interview will be contacted.
All personal data of applicants is protected by the law and will be treated with strict confidentiality.
Seniority level
Seniority level
Executive
Employment type
Employment type
Full-time
Job function
Job function
Legal
Referrals increase your chances of interviewing at Trading 212 by 2x
Get notified about new Head of Compliance jobs in
Dublin, County Dublin, Ireland
.
Head of Compliance, Quality, Assurance and Sustainability
Dublin, County Dublin, Ireland 1 week ago
Dublin, County Dublin, Ireland 3 weeks ago
Head of Risk and Compliance – Ireland (PCF-12 and PCF-14)
Dublin, County Dublin, Ireland 3 weeks ago
Dublin, County Dublin, Ireland 5 days ago
Dublin, County Dublin, Ireland €130,000.00-€160,000.00 2 weeks ago
Head, Global Content Development and Delivery
Head of Governance & Risk (Specified Purpose Contract)
Dublin, County Dublin, Ireland 5 days ago
Head of Legal and Compliance - Exclusive Assignment
Dublin, County Dublin, Ireland 1 week ago
Dublin, County Dublin, Ireland 1 week ago
Head of Anti-Money Laundering and Counter-Terrorist Financing (PCF 52)
Dublin, County Dublin, Ireland 6 days ago
Dublin, County Dublin, Ireland 1 week ago
Dublin, County Dublin, Ireland 1 week ago
Dublin, County Dublin, Ireland 1 week ago
Dublin, County Dublin, Ireland 3 days ago
Dublin, County Dublin, Ireland 3 weeks ago
Dublin, County Dublin, Ireland 3 weeks ago
Dublin, County Dublin, Ireland 12 hours ago
Dublin, County Dublin, Ireland 3 weeks ago
Dublin, County Dublin, Ireland 2 weeks ago
Dublin, County Dublin, Ireland 3 days ago
Senior Managing Counsel – Head of Legal Ireland
Dublin, County Dublin, Ireland 1 month ago
Dublin, County Dublin, Ireland 2 days ago
Dublin, County Dublin, Ireland €120,000.00-€140,000.00 2 weeks ago
Dublin, County Dublin, Ireland 3 weeks ago
Dublin, County Dublin, Ireland 2 weeks ago
Head of Financial and Regulatory Reporting
Dublin, County Dublin, Ireland 2 weeks ago
Dublin, County Dublin, Ireland 1 week ago
Dublin, County Dublin, Ireland 2 days ago
Dublin, County Dublin, Ireland 3 days ago
Dublin, County Dublin, Ireland 4 weeks ago
Dublin, County Dublin, Ireland 1 week ago
Dublin, County Dublin, Ireland 4 weeks ago
Dublin, County Dublin, Ireland 3 weeks ago
We're unlocking community knowledge in a new way.
Experts add insights directly into each article, started with the help of AI.
#J-18808-Ljbffr