Financial Regulation Counsel
7 days ago
2 days ago Be among the first 25 applicants
Partner, Executive Legal Recruiter. Dublin Partner of the CLO Network. Hiring for In-House Counsel, and Associates & Partners for leading…Our client is a hugely successful financial services organisation with an established legal and regulatory team.
Due to continued growth across business lines they are seeking a highly motivated Regulatory Counsel to join the Legal and Regulatory team.
This role reports directly to the General Counsel and sits with the wider legal team.
- Ideal candidates will have 3-6 years pqe with experience gained advising across financial regulatory matters relating to regulated and unregulated entities.
- You will be the key contact for the regulators and will have responsibility for keeping up to date on key regulatory changes and industry trends.
- Part of the role will involve managing and further developing compliance and supervisory frameworks including assistance in drafting risk assessment papers and policies and procedures.
- In addition, you will prepare authorisation applications with the CBI, prepare regulations due diligence in relation to any acquisitions, instruct external counsel and deliver reg training where required.
Key Responsibilities:
- Provide expert legal and regulatory advice on all aspects of the Company's business activities.
- Act as the primary point of contact for regulatory inquiries from the Central Bank of Ireland (CBI) and other relevant authorities.
- Monitor and analyze regulatory developments, including legislative changes and industry guidance, and proactively identify and assess potential impacts on the Company.
- Develop and maintain robust compliance frameworks, including drafting and reviewing risk assessments, policies, and procedures.
- Assist in the preparation and submission of regulatory applications, such as authorizations and notifications.
- Conduct regulatory due diligence on proposed acquisitions and other strategic initiatives.
- Instruct and manage external counsel as required.
Minimum Qualifications:
- Qualified Solicitor or Barrister eligible to practice in Ireland.
- Minimum 4 years' PQE in Irish and UK financial services regulatory matters.
- Prior experience in a top-tier law firm or a regulated financial services firm highly desirable.
- In-depth knowledge of AML/CTF, Fitness & Probity, Outsourcing, and Consumer Protection regulations.
- Strong understanding of Irish and UK domestic and European financial services legislation.
- Experience managing or mentoring junior legal professionals.
- Ability to work effectively in a fast-paced, dynamic, and matrixed environment.
- Proven ability to prioritize tasks, work independently, and demonstrate initiative.
- Excellent analytical, decision-making, and problem-solving skills.
- Strong academic background and exceptional written and verbal communication skills.
- Experience in presenting to peers, senior management, and external partners.
- Proven ability to provide clear, practical, and commercially sound legal advice.
- Familiarity with legal tech tools and solutions.
Please get in touch if you'd like to discuss.
Contact: Sarah Kelly, Partner, The Panel, 0035316377071
Seniority level- Mid-Senior level
- Full-time
- Legal
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