Financial Regulation Counsel

7 days ago


Dublin, Dublin City, Ireland The Panel Full time

2 days ago Be among the first 25 applicants

Partner, Executive Legal Recruiter. Dublin Partner of the CLO Network. Hiring for In-House Counsel, and Associates & Partners for leading…

Our client is a hugely successful financial services organisation with an established legal and regulatory team.

Due to continued growth across business lines they are seeking a highly motivated Regulatory Counsel to join the Legal and Regulatory team.

This role reports directly to the General Counsel and sits with the wider legal team.

  • Ideal candidates will have 3-6 years pqe with experience gained advising across financial regulatory matters relating to regulated and unregulated entities.
  • You will be the key contact for the regulators and will have responsibility for keeping up to date on key regulatory changes and industry trends.
  • Part of the role will involve managing and further developing compliance and supervisory frameworks including assistance in drafting risk assessment papers and policies and procedures.
  • In addition, you will prepare authorisation applications with the CBI, prepare regulations due diligence in relation to any acquisitions, instruct external counsel and deliver reg training where required.

Key Responsibilities:

  • Provide expert legal and regulatory advice on all aspects of the Company's business activities.
  • Act as the primary point of contact for regulatory inquiries from the Central Bank of Ireland (CBI) and other relevant authorities.
  • Monitor and analyze regulatory developments, including legislative changes and industry guidance, and proactively identify and assess potential impacts on the Company.
  • Develop and maintain robust compliance frameworks, including drafting and reviewing risk assessments, policies, and procedures.
  • Assist in the preparation and submission of regulatory applications, such as authorizations and notifications.
  • Conduct regulatory due diligence on proposed acquisitions and other strategic initiatives.
  • Instruct and manage external counsel as required.

Minimum Qualifications:

  • Qualified Solicitor or Barrister eligible to practice in Ireland.
  • Minimum 4 years' PQE in Irish and UK financial services regulatory matters.
  • Prior experience in a top-tier law firm or a regulated financial services firm highly desirable.
  • In-depth knowledge of AML/CTF, Fitness & Probity, Outsourcing, and Consumer Protection regulations.
  • Strong understanding of Irish and UK domestic and European financial services legislation.
  • Experience managing or mentoring junior legal professionals.
  • Ability to work effectively in a fast-paced, dynamic, and matrixed environment.
  • Proven ability to prioritize tasks, work independently, and demonstrate initiative.
  • Excellent analytical, decision-making, and problem-solving skills.
  • Strong academic background and exceptional written and verbal communication skills.
  • Experience in presenting to peers, senior management, and external partners.
  • Proven ability to provide clear, practical, and commercially sound legal advice.
  • Familiarity with legal tech tools and solutions.

Please get in touch if you'd like to discuss.

Contact: Sarah Kelly, Partner, The Panel, 0035316377071

Seniority level
  • Mid-Senior level
Employment type
  • Full-time
Job function
  • Legal
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