
Business & Technology Regulatory & Policy Change Lead, Investment Management, Vice
4 weeks ago
We are seeking a dynamic and strategic individual to head our Business and Technology Regulatory & Policy Change function. This role is critical in ensuring the wider State Street Investment Management business is forward-looking in its preparations to meet the evolving global regulatory landscape and changes in corporate policy requirements.
The successful candidate will lead a small team responsible for engaging with key stakeholders to understand, monitor regulatory and policy developments, and lead the business and technology impacts assessments to ensure alignment with our fiduciary and operational standards. You will also work with SMEs and stakeholders to ensure State Street Investment Management's position and opinion is communicated in response to regulatory and policy consultations.
Key Responsibilities- Regulatory Intelligence & Impact Analysis
- Work with key stakeholders to monitor and understand global regulatory developments across financial services, data governance, cybersecurity, and emerging technologies.
- Assess implications for business operations and technology infrastructure.
- Change Management
- Support the execution of regulatory and policy driven change programs across business and State Street Investment Management technology domains.
- Collaborate with PMO, Legal, Compliance, Risk, and Technology teams to ensure timely and effective implementation.
- Policy Governance & Alignment
- Oversee internal policy change governance to ensure alignment with corporate requirements and expectations.
- Lead State Street Investment Management's engagement into the corporate policy change process to ensure the views and opinions of you and our SMEs are considered.
- Stakeholder Engagement
- Serve as the key liaison with PMO, Legal, Compliance, Risk, Technology and business leaders through direct engagement and internal governance committees.
- In collaboration with other key functions, communicate complex regulatory and policy changes in a clear, actionable manner to senior leadership and operational teams.
- Innovation & Risk Management
- Identify opportunities to leverage technology to enhance regulatory and policy change management.
- Proactively manage risks associated with regulatory change, including operational, reputational, and strategic risks.
- Proven experience (10+ years) in regulatory change, policy governance, or enterprise transformation within financial services.
- Deep understanding of global regulatory frameworks (e.g., SEC, FCA, ESMA, MAS) and technology regulations (e.g., GDPR, DORA, AI Act).
- Strong leadership and stakeholder management skills, with experience influencing senior executives and cross-functional teams.
- Exceptional analytical, communication, project management and strategic planning capabilities.
- Advanced degree in Law, Finance, Public Policy, or Technology preferred.
- What We Do. As the asset management arm of State Street Corporation, State Street Investment Management has served governments, institutions and financial advisors for over four decades. We build from a breadth of active and index strategies to create cost-effective solutions and aim to deliver long-term performance while considering sustainability and risk.
- Our Mission. Our mission is to invest responsibly to enable economic prosperity and social progress, helping clients achieve a better future through innovative investment strategies with reliable and transparent returns.
- Work, Live and Grow. We offer competitive benefits, flexible work programs where available, and development opportunities to reach your full potential.
- Inclusion, Diversity and Social Responsibility. We value diverse backgrounds and perspectives and promote an inclusive environment with community engagement, volunteer days, and employee networks.
- Equal Opportunity. State Street is an equal opportunity and affirmative action employer.
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