Senior Compliance Manager
2 weeks ago
Our client, a leading Global Active Fund Manager, is seeking to hire an experienced Senior Compliance Professional who is available immediately for an initial 6-month contract.
This position reports directly to the CCO and will focus on the responsibilities outlined below.
There is a possibility for this role to become permanent.
Responsibilities:
- Managing PCF functions related to Regulatory Compliance Monitoring for a new AIFM.
- Implementing and maintaining a compliance framework, including investment restriction monitoring, for an Energy Solutions Fund.
- Establishing and maintaining systems and controls to ensure compliance with regulatory requirements.
- Identifying and assessing compliance risks associated with current and future business activities, including new products and services.
- Creating and updating written guidelines for staff to ensure proper implementation of laws and regulations.
- Reviewing internal policies and procedures, addressing deficiencies, and supervising corrective actions.
- Conducting periodic compliance risk assessments and testing.
- Serving as the central contact for compliance issues such as breaches, conflicts of interest, and investment restrictions.
- Overseeing the submission of compliance reports to regulators and managing expectations of Investment Managers.
- Liaising with external regulators and bodies on compliance matters.
- Managing the performance of Administrators.
Candidate Profile:
The ideal candidate will have over 10 years of compliance experience, be PCF approved, and have experience in Financial Services, particularly in Funds Management or Fund Administration.
The role offers an excellent day rate, the opportunity to work with a talented team in Dublin, and the potential for a permanent position with exposure to global fund operations.
Please contact Matt Fitzpatrick at Marks Sattin for more information.
Contact: Matt.Fitzpatrick@markssattin.com
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