Audit Supervisor – Enterprise Control Specialist
6 days ago
The Audit Supervisor - Enterprise Control Functions plays a critical role in ensuring the effectiveness of our control environment. As a member of the Corporate Audit team, you will be responsible for planning and executing audit testing activities on assignments covering various Lines of Businesses (LOBs). Your sound analytical skills will enable you to produce high-quality, risk-based testing and clear workpaper documentation.
This is a unique opportunity to work within a collaborative and diverse team, covering Enterprise Control Functions, with teammates across Europe and the Globe. You will be expected to provide input to quality audit reports and support the sharing of audit results with business leaders. Critical thinking and sound judgment are essential to effectively influence management to improve the control environment.
Key Responsibilities:
- Plan and execute regional and global audit reviews within the ECF team, covering areas such as ICAAP and recovery and resolution planning.
- Identify key risks, document process understandings, and evaluate the adequacy of internal controls.
- Assess compliance with enterprise standards as well as key regulatory requirements applicable to financial and regulatory reporting, liquidity reporting, and recovery and resolution.
- Conduct root-cause analysis, document audit issues identified, and validate that remedial action and key risks have been mitigated.
- Provide input on draft audit reports and share audit results with business leaders.
- Independently conduct issue validations.
Requirements:
- Bachelor's degree in Finance, Accounting, Economics, Business, or a related field.
- Part of fully qualified professional certifications are highly desirable (e.g. ACA, ACCA, FRM).
- Financial reporting or internal audit experience preferable.
- Substantial financial, regulatory, or liquidity reporting experience.
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