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Regulatory Compliance Specialist
3 weeks ago
As a key member of our Regulatory team, you will be responsible for managing and implementing regulatory compliance initiatives across various assets.
Key Responsibilities:
- Manage appointed MLROs for funds and SPVs;
- Serve as the principal point of contact for business inquiries and manage related communications;
- Support with day-to-day responsibilities, including investor and investment KYC oversight;
- Contribute to the preparation of quarterly and annual reports by liaising with internal and external teams providing KYC and transfer agency services;
- Assist the Head of Regulatory Services in ensuring high-quality service delivery to clients;
- Directly interact with clients and/or their delegates to address queries and concerns;
- Review and present findings to Boards of Funds;
- Ensure timely submission of regulatory reports and compliance documentation;
- Collaborate on new business proposals and act as Product Lead;
- Maintain training materials and template documentation.
Requirements:
- Hold a degree in regulatory law or compliance;
- Possess at least 5 years' experience in compliance or a strong MLRO background (preferably in European regulatory domiciles – Luxembourg and Ireland);
- Demonstrate high interest in regulatory and compliance topics;
- Exhibit excellent communication skills;
- Be fluent in English; any additional language is considered an advantage;
- Display a collaborative mindset and ability to think creatively;
- Emphasize results-oriented approach;
- Balances autonomy with attention to detail.
What We Offer:
- Commitment to professional development and career advancement;
- Industry-leading learning resources through the Alter Domus Academy;
- Flexible work arrangements and generous holidays;
- Continuous mentoring and career support;
- Access to employee assistance programs for mental, physical, emotional, and financial well-being;
- Opportunity to invest in company growth and success through Employee Share Plans;
- Equitable and inclusive work environment that values diversity and promotes equal opportunities.