Senior Regulatory Professional

2 days ago


Dublin, Dublin City, Ireland Signatus Recruitment Full time
About the Role

Johnson Hana is looking for a skilled Due Diligence/Compliance Specialist to join their Community. The selected candidate will work on a significant project with a major financial institution, requiring strong compliance and regulatory knowledge.

Responsibilities
  1. Carry out comprehensive due diligence and background checks to guarantee candidates meet regulatory requirements.
  2. Oversee the submission and approval process for senior positions, ensuring alignment with central bank standards.
  3. Recognize and manage potential risks by validating credentials, conducting background checks, and performing adverse media searches.
  4. Promote transparency by maintaining accurate records of compliance activities and reporting findings to senior management and relevant regulatory bodies.
  5. Partner with a panel of consultants to execute due diligence tasks and implement compliance processes effectively.
  6. Ensure data and document security and confidentiality.
  7. Foster open communication with clients to understand project objectives and provide suitable solutions.
Essential Skills
  • Law degree or relevant qualification.
  • Relevant experience in a compliance or regulatory environment.
  • Proficiency in managing regulatory and compliance checks for initial appointments, annual recertifications, and specific controlled functions (PCF, CF1, CF2) in line with global standards.
  • Ability to establish operations related to Fitness & Probity checks.
  • Desirable experience within banking or a financial institution.
  • Strong organizational skills and good attention to detail.
  • Excellent written and verbal communication skills.


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