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Compliance Expert, Assistant Vice President
2 weeks ago
We are seeking a highly skilled Compliance Expert to join our team at State Street International. As an Assistant Vice President, you will play a critical role in ensuring the compliance of our financial services with regulatory requirements.
About the RoleThe Compliance Officer AVP role is based in Ireland and will provide compliance advisory support as the second line of defence for the Irish entities providing products and services including the Depositary, Custody, Fund Administration, Transfer Agency, Middle Office and Global Delivery functions of State Street.
You will be responsible for assisting in the provision of compliance advice to local management, assessment of applicable compliance risks, engaging in monitoring and testing of activities within the business, monitoring the regulatory developments, liaison with local regulators as well as assisting in the provision of an independent viewpoint on Compliance Risk and escalate material matters.
This role is perfect for someone who is a highly organized and efficient operator focused on producing top-quality, accurate work, and who is an excellent communicator and collaborator and thrives on building a network of colleagues across different teams and jurisdictions.
Main Responsibilities:
- Assist and support the Ireland Compliance Advisory team in the assessment of Compliance risks and the successful and timely execution of the Compliance Oversight Program
- Prepare, coordinate, and monitor communications with the Central Bank of Ireland, developing and maintaining relationships with the business
- Review and analyse regulatory and advisory activities, risk assessments and assist in the design, oversight and execution of testing activities to ensure a robust and comprehensive monitoring and testing plan
- Actively engage with the business unit in relation to their regulatory obligations, fostering an open, co-operative relationship, providing advisory support to assist with regulatory queries, and ensuring closure of any Compliance issues within a timely manner
What We Value:
- Strong analytical and problem-solving skills, with exceptional attention to detail
- Ability to understand, analyse and summarise complex matters including regulations
- Excellent project management skills; ability to manage large, complex projects throughout the project life cycle
- Ability to meet challenging deadlines in a dynamic environment, adaptable to change and shifting priorities
- Strong collaboration and interpersonal skills, with the ability to establish strong partnership with Compliance and business partners locally and globally
- Proactive attitude, with strong communication skills
- Demonstrated interest in working on global and regional projects
