Regulatory Compliance Advisor

3 days ago


Dublin, Dublin City, Ireland Signatus Recruitment Full time
About the Position

We are searching for a highly skilled Due Diligence/Compliance Specialist to join our community. The successful candidate will be responsible for managing a critical project with a major financial institution, focusing on regulatory compliance and risk mitigation.

Responsibilities
  1. Perform comprehensive due diligence and background checks to guarantee candidates meet regulatory requirements.
  2. Oversee the submission and approval process for senior positions, ensuring alignment with central bank standards.
  3. Identify and mitigate potential risks by validating credentials, conducting background checks, and performing adverse media searches.
  4. Maintain accurate records of compliance activities and report findings to senior management and relevant regulatory bodies.
  5. Work collaboratively with a panel of consultants to execute due diligence tasks and implement compliance processes effectively.
  6. Ensure data and document security and confidentiality.
  7. Communicate with clients to clearly understand project objectives and provide suitable solutions.
Essential Qualifications
  • Law degree or relevant qualification.
  • Relevant experience in a compliance or regulatory environment.
  • Proficiency in managing regulatory and compliance checks for initial appointments, annual recertifications, and specific controlled functions (PCF, CF1, CF2) in line with global standards.
  • Ability to establish operations related to Fitness & Probity checks.
  • Desirable experience within banking or a financial institution.
  • Strong organizational skills and good attention to detail.
  • Excellent written and verbal communication skills.


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