Regulatory Compliance Specialist

2 days ago


Dublin, Dublin City, Ireland beBeeCompliance Full time €80,000 - €100,000
Regulatory Compliance Specialist

This role is critical in maintaining a robust compliance framework to mitigate regulatory risk.

The ideal candidate will have experience working within a regulated environment, specifically with MiFID, AML, and GDPR requirements.

  • Ensure the implementation and maintenance of compliance policies and procedures.
  • Conduct annual risk-based compliance assessments and monitoring plans.
  • Oversee regulatory reporting to relevant authorities.
  • Develop and deliver compliance training programs for employees.
  • Monitor and report conflicts of interest.
  • Report directly to the Head of Compliance on compliance matters.
Anti-Money Laundering / Financial Crime:
  • Review and update the Anti-Money Laundering Policy and supporting procedures.
  • Implement anti-money laundering and PEP checks on clients and entities carrying out contractual activities.
  • Conduct annual risk assessments of money laundering risk.
  • Deliver adequate money laundering, PEP, and Sanction training within the organization.
  • Maintain horizon scanning for regulatory changes connected with anti-money laundering regulations.
  • Investigate suspicious transactions made to the MLRO and ensure necessary reports are filed with relevant agencies.
  • Provide consultancy services on AML, PEP, and Sanctions to employees.
  • Analyse and present financial crime risk management information to senior stakeholders.
Requirements:
  • In-depth knowledge of the European financial services and regulatory framework.
  • 5-10 years' experience in a senior role within a regulated environment.
  • Working knowledge of operational processes within MiFID or fund administrator firms.
  • Excellent communication, relationship management, and influencing skills.
  • Presentation skills and training/coaching experience.


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