
Regulatory Compliance Specialist
3 days ago
Job Description:
\We are seeking a highly skilled professional to oversee our regulatory compliance activities. This role will focus on ensuring the firm's adherence to Irish, UK, and EU regulations, with a particular emphasis on audit regulations.
\The successful candidate will serve as an advisor on audit regulatory requirements and play a central role in preparing for and supporting regulatory inspections.
\Key Responsibilities:
\- \
- Manage the firm's regulatory compliance framework, focusing on audit-specific obligations in each jurisdiction\
- Serve as the in-house expert on regulatory developments, advising leadership and the business on regulatory expectations\
- Coordinate firmwide readiness for regulatory inspections (IAASA, CAI, FRC, PCAOB)\
- Monitor, interpret, and implement changes in regulatory requirements\
- Provide strategic input into M&A activity, policy development, and client delivery where applicable\
- Manage the firm's end-to-end regulatory filings, ensuring timely and accurate submissions to relevant authorities\
- Maintain robust documentation for regulatory items and associated policies and procedures\\/ul"]/,
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