
Director of Regulatory Affairs
7 days ago
Compliance Director
About the Role:The Compliance Director will play a pivotal role in ensuring the firm stays ahead of regulatory changes and maintains the highest standards of compliance. This is an exceptional opportunity for a senior professional to lead our compliance efforts and make a significant impact on the organization.
Key Responsibilities:- Regulatory Management: Oversee the development and implementation of compliance processes, procedures, and policies that align with relevant laws, regulations, and industry standards.
- Risk Assessment: Identify, assess, and mitigate compliance risks through proactive monitoring and reporting.
- Audit Support: Collaborate with partners to ensure technically compliant audit opinions and assessments of the effectiveness of the compliance program.
- Training and Development: Design and deliver training programs to equip staff with the necessary knowledge and skills to meet compliance requirements.
- Internal Controls: Establish and maintain robust internal controls to prevent non-compliance and promote a culture of ethics.
- Credential Requirements: Must hold CAI (ACA), ACCA, or CPA qualification.
- Industry Experience: Proven track record of working in a professional services setting with experience in creating and implementing compliance processes.
- Leadership Skills: Demonstrated leadership experience with people management and training responsibilities.
- Technical Expertise: Strong technical knowledge of corporate governance, financial services, and accountancy practices.
- Continuous Learning: Commitment to ongoing learning and professional development to stay abreast of regulatory changes and emerging trends.
This role offers a unique blend of challenge, growth opportunities, and collaboration with a talented team of professionals. If you are a seasoned compliance expert seeking a new adventure, we encourage you to apply.
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