Lead Compliance Specialist

2 weeks ago


Dublin, Dublin City, Ireland beBeeCompliance Full time €60,000 - €80,000

The Compliance Analyst role plays a vital part in our team, overseeing and contributing to our Compliance Programme with reference to IOSCO's Principles for Financial Benchmarks, the UK and EU Benchmarks Regulation (BMR).

Key Responsibilities:
  • Oversight of Compliance Programme implementation.
  • Fostering compliance culture and adherence to laws and regulations.
  • Collaboration with business functions, legal, risk management, internal audit, and information security to maintain, implement, and develop compliance policies and procedures.
  • Advising on compliance matters.
  • Testing and monitoring control activities for rule adherence.
  • Contributing to compliance investigations and reviews.
  • Active participation in oversight committees.
  • Reviewing index methodologies, consultations; and other relevant notices.
  • Supporting Index Governance Committee.
  • Delivering compliance training.
  • Preparing reports, presentations and metrics.
  • Liaising with regulators from time to time.

Requirements:

  • Bachelor's Degree and experience in a compliance role with an EU or UK financial services institution or with a regulator.
  • Knowledge or experience of working with a regulator such as CBI or FCA.
  • Experience related to indices and the IOSCO Principles for Financial Benchmarks and/or the EU/UK Benchmarks Regulation (


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