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Remediation Quality Control Specialist
1 week ago
Northern Trust is a Fortune 500 company and a globally recognized, award-winning financial institution.
We have been in continuous operation since 1889 and are committed to providing innovative financial services and guidance to the world's most successful individuals, families, and institutions.
Our team serves the world's most sophisticated clients using leading technology and exceptional service.
The role/department is part of the Global Regulatory Affairs Office and is responsible for assisting in designing and establishing the methodology and processes supporting validation of significant remediation quality control validation activities.
This includes interacting with senior management across Northern Trust and using technical ability in the execution of the remediation quality control/validation testing plan.
The individual will play a key role in managing and executing Northern Trust's remediation quality control/validation testing program, ensuring alignment with regulatory expectations and translating multiple requirements into a balanced validation program.
The seasoned professional supplies deep subject matter expertise and execution rigor to enable management and coordination of issue validation and related testing activities.
The key responsibilities of the role include:
- Leadership: Demonstrate excellent communication and leadership to influence a wide range of stakeholders.
- Technical / Operationals: Contribute to the design and build of the strategic remediation quality control validation methodology and processes.
- Technical / Operationals: Accurately design and execute the quality control/validation approach for complex regulatory and significant internal audit issues.
The successful candidate will benefit from having:
- Several years experience in financial services, with several years of direct experience or knowledge of auditing in the financial services industry.
- A deep understanding and working knowledge of AML regulatory, compliance and risk related matters.
- Superior analytical and organizational skills.
- Ability to multitask and prove flexibility to change plans at short notice.
