Compliance Oversight Specialist

7 days ago


Dublin, Dublin City, Ireland Fidelity Investments Inc. Full time

Fidelity Investments Inc. is seeking a highly skilled and experienced Senior Manager of Risk and Compliance to join its team in Ireland. The successful candidate will have a proven track record in risk management and will be responsible for providing second-line oversight and challenge to the business.

About the Role

The Senior Manager of Risk and Compliance will work closely with cross-functional teams to ensure the organization's risk management framework is robust and effective. This will include conducting regular risk assessments, identifying areas for improvement, and implementing controls to mitigate risk.

Main Responsibilities
  • Provide second-line oversight and challenge to the business through formal risk and control assessments, control testing, and regular interactions with corporate support functions.
  • Support other enterprise & governance risk activities as required.
  • Oversight of regional compliance with enterprise ethics and compliance policies.
  • Lead and manage compliance readiness assessments across Fidelity Corporate Support Functions.
  • Taking the lead in delivering comprehensive management information to senior management including the Risk Committees.
  • Work with support functions to mitigate, manage and monitor risks across the organization.
  • Ad-hoc project-based work, including reporting and analyses as needed.
  • Partner with cross-functional teams across the globe within Risk, Compliance, Legal, and Corporate Support Functions.
Requirements
  • Bachelor's degree in a related field (e.g., finance, business administration).
  • Extensive experience in operational and enterprise risk management within a financial services environment.
  • Demonstrated proficiency in Risk assessment tools, Control Testing Methodologies, Scenario Analysis, Risk Appetite documentation, Risk Reporting to senior management and board, KRIs/KCIs identification, documentation and reporting.
  • In-depth understanding of the regulatory environment with experience of working in regulations/guidance issued by the Central Bank of Ireland and other independent EU authorities.
  • Exceptional communication skills and knowledge of effective influencing tactics and strategies.
  • Proven track record of coaching, mentoring, and empowering others to deliver.


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