Regulatory Compliance Specialist

7 days ago


Dublin, Dublin City, Ireland STATE STREET CORPORATION Full time

About Our Team

We are looking for a highly motivated and experienced Compliance Officer AVP to join our team. As a key member of the Ireland Compliance Advisory team, you will play a critical role in ensuring compliance with regulatory requirements.

Main Responsibilities

  • Assist and support the Ireland Compliance Advisory team in the assessment of Compliance risks and the successful and timely execution of the Compliance Oversight Program.
  • Prepare, coordinate, and monitor communications with the Central Bank of Ireland, developing and maintaining relationships with the business.
  • Review and analyse regulatory and advisory activities, risk assessments and assist in the design, oversight and execution of testing activities to ensure a robust and comprehensive monitoring and testing plan.
  • Actively engage with the business unit in relation to their regulatory obligations, fostering an open, co-operative relationship, providing advisory support to assist with regulatory queries, and ensuring closure of any Compliance issues within a timely manner.
  • Keep abreast of regulatory and legislative updates or changes. Contribute to analysis and interpretation of the regulation and legislation (new and current as required). Provide feedback to peers and business stakeholders, as required.
  • Assist with the preparation of written reports for Senior Management on the Compliance Risk Opinion and delivery of the Compliance Programme, indicating progress achieved and any significant matters requiring attention.
  • Support the Compliance Senior Management through the preparation and review of materials for various governance forums and attendance at these meetings.
  • Engage in and participate with clients during their due diligence reviews.


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