Head Of Compliance
6 days ago
About the Role Our client is seeking an experienced Head of Compliance (PCF12/14) to lead the compliance function within their Asset Management and Wealth division.
The position requires a strong understanding of MiFID regulations and proven experience in building and maintaining compliance frameworks that support a high-performing, client-focused business.
A background in wealth management or advising ultra-high-net-worth clients is essential.
Key Responsibilities Lead the compliance function and act as the primary regulatory contact with the Central Bank of Ireland (CBI) and other relevant authorities Ensure full adherence to MiFID, AML, GDPR, and other applicable regulatory requirements Develop, implement, and maintain compliance policies, procedures, and controls across the business Provide expert regulatory advice to senior management and the board on compliance matters Oversee compliance monitoring programs, conduct risk assessments, and manage remediation plans where required Deliver compliance training to staff at all levels, fostering a culture of integrity and risk awareness Prepare and submit regulatory returns and reports in line with CBI requirements Keep the business informed of regulatory changes and lead the implementation of any necessary adjustments Support new product launches and business initiatives by assessing regulatory impact and advising on structuring and approvals Key Requirements PCF12/14 approved role experience or eligibility Minimum of 7 years' compliance experience in Asset Management, Wealth Management, or Investment Services Direct experience working with high-net-worth or ultra-high-net-worth clients Proven knowledge and application of MiFID regulations within the Irish or EU market Strong understanding of the Central Bank of Ireland's regulatory framework and processes Proven leadership skills with experience managing a compliance function or team Ability to engage effectively with regulators, senior stakeholders, and external partners High level of integrity, sound judgment, and attention to detail Relevant professional qualification (e.g., LCOI, ACOI, Compliance Diploma, or equivalent) Desirable Experience with cross-border investment services or distribution Knowledge of ESG-related regulations impacting asset managers Skills: Operational Risk Management Operational Risk Financial crime Group Risk Management Financial Crime Management Compliance and Risk Management AML
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Head Of Compliance
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County Dublin, Ireland 360 Search Full timeAbout the Role Our client is seeking an experienced Head of Compliance (PCF12/14) to lead the compliance function within their Asset Management and Wealth division.The position requires a strong understanding of Mi FID regulations and proven experience in building and maintaining compliance frameworks that support a high-performing, client-focused business.A...
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