Associate Compliance Manager

8 months ago


Dublin, Ireland Legal & General Full time

Job Description

LGIM Europe consists of a UCITS and AIFM Management Company, domiciled in Ireland and with branches in Germany, the Netherlands, Sweden and Italy. As well as acting as a management company of funds, LGIM Europe distributes funds and provides individual portfolio management services to professional clients across Europe. Under the oversight of the Head of Compliance, you will be part of the Compliance Function of LGIM Europe, which is responsible for providing a comprehensive business-focused compliance service to the company, the Boards of Directors and to staff in Ireland and across Europe. What you'll be doing Advising on regulatory and compliance issues; Conducting Impact Analysis – forward looking, able to identify the implications of all relevant regulatory change including ESG and MiFID II. Assisting with the design and implementation of the compliance framework; Assisting in providing compliance training and education to all relevant individuals. Taking responsibility for small-scale projects and participate in larger projects and liaise with the wider LGIM Compliance team, as required. Supporting the Compliance Function in the periodic review and update of compliance policies and procedures as required. Qualifications What we're looking for Good analytical skills and industry awareness including of emerging regulation to identify the impact on the business areas and developing strategies and ability to work proactively with business areas to meet all new regulatory requirements. Ability to demonstrate a proactive approach while contributing to the development and implementation of a comprehensive, risk-based compliance service for LGIM Europe including branches. Good knowledge of Investment Management industry and associated compliance requirements. Understanding of UCITS and AIFM requirements, fund structure and management company structure. Good understanding of ESG/ SFDR, MIFID requirements, marketing and distribution rules. Understanding (or willingness to learn) of the regulatory regime in Ireland, UK and Luxembourg, and any other relevant regulatory regime as required. Additional InformationWhen you commit to Legal & General, we’ll commit to you too. That means we’ll recognise and reward your hard work, your performance and your contribution, and give you access to some great benefits. Share this article
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