Compliance Officer

2 months ago


Dublin, Ireland HedgeServ Full time

HedgeServ is a leading global fund administrator with more than $450 billion in assets under administration across all investment vehicles including Hedge Funds, Private Equity Funds, UCITS, Hybrid Credit Managers, Funds of Funds and Managed Account Platforms. We optimize our clients’ experience using unique proprietary technology coupled with robotic process automation, intuitive digital programs powered by machine learning, and enhanced by an extensive proprietary transaction data set. HedgeServ’s entrepreneurial and innovative spirit cultivates a productive and agile environment enabling its team to anticipate clients’ needs and consistently deliver solutions in real time. Led by the most experienced team of industry experts, HedgeServ with 1,500+ professionals around the globe expertly provides customizable solutions for their clients’ risk, portfolio management, middle office, investor relations, accounting, regulatory, compliance, and tax services. Since its inception in 2008, HedgeServ has received numerous accolades, including Top Overall Administrator and #1 rankings for Fund Accounting, Reporting & Reporting Technology, Client Service, Investor Services, Alternative Fund Expertise, and Regulatory Expertise.

HedgeServ is a progressive company with continuously evolving ways of working to ensure a future-focused mindset. Our employees benefit from a robust career development framework and clear learning paths which outline career trajectory, training and progression plans. HedgeServ supports employees through a variety of offerings, including remote and hybrid working arrangements, and fully paid comprehensive health and well-being benefits. HedgeServ was recognized as a Next Gen employer by RippleMatch on its list of 100 top workplaces for Generation Z for 2022. HedgeServ operates 13 offices in the United States, Grand Cayman, Ireland, Poland, Bulgaria, Luxembourg, Philippines and Australia.

Job Description:

Regulatory and compliance reporting within the funds industry is constantly evolving with increasing requirements for transparency being its driving force. Reporting to the Head of Compliance, the Compliance Officer will interact and engage with a variety of business areas in encouraging collaborative ways to embed a strong culture that values risk and compliance management. The Compliance Officer will assist the Compliance Department in advising senior management on compliance matters and will design, develop, and enhance the Group’s compliance programs as the Group’s regulatory requirements grow and expand.

Key Accountabilities of the Role:

The below list is not finite and may be added to. The combination of tasks required to be executed will vary, depending on department priorities and business needs.

Support the business in identifying and managing regulatory change including conducting gap analyses of new requirements against current practices.Provide support and assistance to the business on financial crime related queries and concerns.Assist in the response to supervisory engagements and requests for information. Assist in the monitoring of upstream AML/CTF/FS related regulations and legislation and best practice.Assist in the preparation of Compliance reports to the Board and Senior Management.Assist with the implementation of the Company’s Compliance Monitoring Plan and assist in conducting compliance monitoring and testing as appropriate.Support the Compliance function in the periodic review and update of compliance policies and procedures as required to ensure that they are effective and efficient. The creation of reporting and presentations which simplify diverse and complex themes into understandable communications.Collaborating closely with risk owners and risk functions, embedding a culture of effective risk management and assist in aligning business units and functions in their identification and management of risk.Contribute to the development of a Compliance framework and culture.Delivery of training programmes to HedgeServ employees.Support other members of the Compliance team with compliance-related activities as required.

Pre-requisite knowledge, skills and experience:

Technical Requirements

University degree and/ or professional/ post graduate qualification required.Minimum of 5 years’ experience within the financial services industry preferably within asset / fund management or administration.Compliance, legal or regulatory qualification an advantage.

Skills

Strong leadership skills with the ability to influence and build consensusStrong verbal and written communication skillsStrong methodical and analytical skillsGood initiative tempered with identifying when escalation is requiredWillingness to challenge current processes and practices with a view to improvementExcellent report writing skills and attention to detailAbility to develop and maintain business relationships within the team and across the organization
  • Compliance Officer

    3 months ago


    Dublin, Ireland Lex Consultancy Full time

    We are assisting a well-known property company in their search for a Compliance Officer. As Compliance Officer, you will work with a busy Risk and Compliance team who look after all regulatory aspects of the business. You will advise and support the business on a variety of matters including AML, Data Protection, ESG and the Property Services Act. ...

  • Compliance Officer

    1 month ago


    Dublin, Ireland Pioneer Homecare Full time

    Pioneer HomeCare is an Irish Family Owned and Family run Homecare company. We believe in going the extra mile to make our clients feel safe, independent, and comfortable in their own home. It is important for us to find genuinely caring, empathetic, and dependable candidates who thoroughly enjoy helping others and making a difference to people's lives.We are...

  • Compliance Officer

    3 months ago


    Dublin, Ireland Euronext Full time

    Overview of EuronextEuronext’s purpose is to shape capital markets for future generations. As such, Euronext has a special position in the financial ecosystem. It serves the real economy by bringing together buyers and sellers in transparent, efficient and reliable trading venues. In this key role, Euronext has a responsibility to the whole finance...


  • Dublin, Ireland Broadgate Full time

    Senior Compliance OfficerHealth Insurance Dublin - Hybrid WFH - 2 days a week on-site65-75K I've partnered with a leading insurance company to support them in bringing in a Senior Compliance Officer to join their team. The business has grown and as such are expanding their risk and compliance teams as well. It's an exciting time to join what is already an...


  • Dublin, Ireland Fisher Investments Full time

    Overview The Fisher Investments Ireland (“FII”) Senior Compliance Officer leads significant aspects of the FII Compliance Framework. Reporting to the Chief Compliance Officer (“CCO”), you will review the effectiveness of core pieces of the Compliance Framework, analyse and identify any areas of improvement or development, and implement...


  • Dublin, Ireland Bloomfield Mental Health Services Full time

    Bloomfield Hospital is seeking applications for the position of  Risk & Compliance Officer  for a permanent full-time role. Work Location: Bloomfield Hospital, Stocking Lane, Rathfarnham, Dublin 16 Mode of working: Willing to discuss flexible hybrid options Hours of work per week: 39 hours Contract Type: Permanent, full-time Reports to: ...


  • Dublin, Ireland Bloomfield Hospital Full time

    Bloomfield Hospital is seeking applications for the position of Risk & Compliance Officer for a permanent full-time role. Work Location:  Bloomfield Hospital, Stocking Lane, Rathfarnham, Dublin 16 Mode of working: Willing to discuss flexible hybrid options            Hours of work per week: 39 hoursContract Type: Permanent, full-timeReports...


  • Dublin, Ireland recruitNet Full time

    RecruitNet International Ltd specializes in relocating qualified professionals throughout Ireland and overseas, we guide you through professional registration, job placement, visa, and employment permit processing.We have an exciting opportunity for a  Risk & Compliance Officer to play an integral role in a committed multi-disciplinary team.39...


  • Dublin, Ireland recruitNet Full time

    Job DescriptionRecruitNet International Ltd specializes in relocating qualified professionals throughout Ireland and overseas, we guide you through professional registration, job placement, visa, and employment permit processing.We have an exciting opportunity for a  Risk & Compliance Officer to play an integral role in a committed multi-disciplinary...


  • Dublin, Ireland AXA Group Full time

    Senior Compliance Officer opportunity available with AXA Ireland. We are seeking an experienced Compliance professional with at least 5 years of experience in a similar role and a background in financial/regulatory environments. The role will report directly to the Chief Compliance Officer and be responsible for providing accurate and timely advice to...


  • Dublin, Ireland BNY Full time

    At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world’s financial system we touch nearly 20% of the world’s investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit...


  • Dublin, Ireland Lex Consultancy Full time

    Lex Consultancy is excited to partner with a prestigious property company to hire a Data Protection and Regulatory Compliance Officer for a permanent role based in Dublin 2. Initially onsite, the position offers remote work one day a week after probation. Responsibilities: Handle data protection queries and issues Manage subject access requests and data...


  • Dublin, Ireland 02623 Citibank Europe plc Full time

    Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protects the...


  • Dublin, Dublin City, Ireland Citigroup Full time

    This Role is a "Controlled Function" Role as defined by the Central Bank of Ireland Reform Act 2010 and Principal Regulations 2011, and amending Regulations 2014, 2015.Are you looking for a career move that will put you at the heart of a global financial institution?Shape your career with Citi in Dublin. By joining Citi, you will become part of a global...


  • Dublin, Ireland 02623 Citibank Europe plc Full time

    The Citi Europe Independent Compliance Risk Management (ICRM) organization is an independent control function that is designed to oversee and credibly challenge products, functions, jurisdictional activities and legal entities in managing compliance risk, as well as promoting business conduct and activity that is consistent with Citi’s Mission and Value...

  • Compliance Manager

    1 month ago


    Dublin, Dublin City, Ireland Cpl Full time

    This Asset Management firm manages 3 UCITS Umbrella Funds - in Luxembourg (1 fund) and in Ireland (2 funds). The firm is in the process of extending its authorisation to become a Super ManCo (with an AIFM and MiFID top up licence). The firm is looking to recruit an enthusiastic professional, reporting to the Company Chief Compliance Officer (CCO)/ DP for...


  • Dublin, Ireland SIG Full time

    Overview You will be part of a compliance monitoring team that is responsible for monitoring and reporting on compliance and other risks. Based on the trading floor, it involves working closely with traders and operations teams. Ideally, but not essential you will already have a good knowledge of the types of financial instruments traded by SIG, and...


  • Dublin, Dublin City, Ireland Citigroup Full time

    Are you looking for a career move that will put you at the heart of a global financial institution?Shape your career with Citi in Dublin. By joining Citi, you will become part of a global organisation whose mission is to serve as a trusted partner to our clients by responsibly providing financial services that enable growth and economic progress.Citi has had...

  • Compliance Consultant

    3 months ago


    Dublin, Ireland Phoenix Group Holdings Full time

    Job Type : Fixed Term Contract  Location: Dublin/Hybrid Flexible working:  We will discuss what is important to you and balancing this with business requirements during the recruitment process.  We have an incredible opportunity to join us here at Phoenix Group as a Compliance Consultant to join our Compliance team.  Who are we? We want to...

  • Compliance Manager

    1 day ago


    Dublin, Ireland Bank of Ireland Full time

    What is the opportunity? This is an exciting role which affords significant opportunity for the successful candidate to make a difference. This role offers an opportunity to play a key role in New Ireland's Compliance function and as part of New Ireland's Risk Management Framework implementation programme. In this role, you will: Provide second line of...