Senior Regulatory Specialist
1 month ago
Davy is a trusted market leader in wealth management and capital markets, building rewarding relationships that last. Our vision is to be the financial services partner most trusted by our clients and most admired for our people. We are committed to delivering world-class outcomes for our clients – whether they are individuals, businesses or institutions.
Developing our people is our priority and we are committed to embracing diversity in all its forms recognising that the breadth of thought, perspective and experience that emerges from a diverse workforce is essential to deliver on our core values.
Performance related bonuses, generous pension contributions and investment in your further education demonstrate the value we place in developing and rewarding our staff.
We are over 800 people, managing €16bn+ of our client assets, with offices in Dublin, Cork, Galway, Belfast and London. We are one team, always growing, putting our clients first.
An opportunity has arisen within the Compliance department for a Senior Regulatory Specialist (Pensions)
Key Responsibilities:
Act as a key stakeholder within the Davy Compliance team providing regulatory and compliance input and advice to key forums within the firm Advice and support to the firm regarding its regulatory obligations Advice on Pensions law and/or Sustainability regulations Identify, assess, monitor and report on emerging regulations at European and national level. Provide accurate, consistent and timely advice to the business on an ongoing basis, including; responding to ad hoc queries; providing inputs to projects; advising on new products and business proposals; contributing to policy documents; and providing training as appropriate. Liaise with regulatory bodies on regulatory matters ranging from inspections to day to day queries. Compliance with Risk and Compliance frameworksRequirements
3rd level Degree in relevant discipline Have knowledge of key legislative/regulatory requirements A confident approach and an ability to communicate with a range of people including regulators, external advisors and senior management within the business; Able to self-motivate and work to own deadlines Knowledge on Pensions law and/or Sustainability regulations is preferable-
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