Deputy Head of Compliance
4 weeks ago
Deputy Head of Compliance
Wealth Management
Dublin - Onsite
Our client, a prominent name in global wealth management, is seeking a skilled compliance professional to step into a key role as Senior Compliance Officer / Deputy Head of Compliance.
Core Responsibilities:
- Compliance Oversight: Conduct day-to-day monitoring and testing, ensuring compliance across critical areas, assessing processes, and documenting findings.
- Regulatory Liaison: Lead interactions with regulators, handle filings, and maintain organized, up-to-date compliance records.
- Team Mentorship: Provide guidance and support to junior team members, fostering a positive, growth-oriented team environment.
- Executive Collaboration: Regularly engage with senior management, offering compliance insights that support organizational strategy and best practices.
- Cross-Functional Partnerships: Work closely with IT, Finance, and external vendors to enhance compliance initiatives throughout the firm.
Key Requirements:
- 7+ years in a compliance role within a regulated financial services environment, ideally in wealth management.
- Extensive knowledge of relevant regulations, especially MiFID II.
- LCOI qualification is an advantage.
- Exceptional organizational, project management, and communication skills, with a track record of working with senior leadership and cross-functional teams.
Mid-Senior level
Employment typeFull-time
Job functionOther
IndustriesFinancial Services and Insurance
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