Head of Compliance

2 weeks ago

Dublin, Dublin City, Ireland Fiserv Full time

You deserve to do what you love, and love what you do – a career that works as hard for you as you do. At Fiserv, we are more than 40,000 #FiservProud innovators delivering superior value for our clients through leading technology, targeted innovation and excellence in everything we do. You have choices – if you strive to be a part of a team driven to create with purpose, now is your chance to Find your Forward with Fiserv.

Responsibilities

Requisition ID R-10338332 Date posted 07/25/2024 End Date 08/30/2024 City Dublin Country Ireland Location Type Onsite

Calling all innovators – find your future at Fiserv.

We're Fiserv, a global leader in Fintech and payments, and we move money and information in a way that moves the world. We connect financial institutions, corporations, merchants, and consumers to one another millions of times a day – quickly, reliably, and securely. Any time you swipe your credit card, pay through a mobile app, or withdraw money from the bank, we're involved. If you want to make an impact on a global scale, come make a difference at Fiserv.

Job Title

Head of Compliance

What does a successful Head of Compliance do?

This position is a member of the AIB Merchant Services (AIBMS) senior management team and manages the company's regulatory compliance processes, projects and programs. The role has reporting lines into the AIBMS General Manager (CEO) as well as the board of Directors of AIBMS. The successful candidate will work closely with the General Manager to ensure AIBMS's adherence to its regulatory obligations and will promote the actions required to support the effective delivery of our 3 lines of defence compliance program.

This role is a PCF-12 Head of Compliance position and as such is subject to Central Bank of Ireland approval.

What you will do:

Own and manage the Compliance Framework including associated policies and supporting activities Develop an annual compliance plan including the monitoring & testing plan using a risk based approach Main point of contact for the Central Bank of Ireland and other regulatory bodies as appropriate. This includes the ownership of regulatory queries, regulatory inspections, as well as internal or client audits as they relate to compliance matters. Remain current on the changing regulatory environment and provide proactive on-going consultancy and guidance to the business on the direct and indirect impact of incoming regulations, regulatory initiatives, Dear CEO letters etc. Independently assess and determine appropriate resolution actions relating to regulatory compliance matters arising from business queries, testing and monitoring results, or non-compliance with relevant AIBMS Policies and procedures. Timely escalation of concerns relating to the company's compliance obligations to the AIBMS General Manager, the AIBMS Audit, Risk and Compliance Committee and the AIBMS Board of Directors or regulatory bodies as appropriate. Responsible for a team of direct reports which includes goal setting, career development, reviews and overall management of the compliance team and their delivery of the compliance framework and annual compliance plan. Support the business in the evaluation of new business opportunities from a regulatory compliance and conduct perspective

What you will need to have:

5-10 years regulatory compliance experience at a senior level in a regulated financial services business with a minimum of 3 years people/team management and leadership experience Demonstrable knowledge of and ability to meet the Common and Additional Conduct Standards as outlined in the Individual Accountability Framework Demonstrate a track record of being able to balance regulatory risk management and supporting strategic initiatives through a solution focused mindset Ability to effectively communicate and build relationships with internal and external stakeholders Team leadership and development skills and experience Excellent verbal and written skills

Regulatory Requirements for this Role

Fitness & Probity

Please note that this role is a Fitness and Probity Standards Impacted role and has been classified as a Pre-Approval Controlled Function (PCF) The role is a PCF-12 Head of Compliance position and as such is subject to Central Bank of Ireland approval. 

Individual Accountability Framework (IAF) Conduct Standards.

Both the common and additional conduct standards apply to this role.

Persons subject to common conduct standards must take any steps that are reasonable in the circumstances to take to:

Act with honesty and integrity. Act with due, skill, care, and diligence. Co-operate in good faith and without delay with regulators. Act in the best interests of customers and treat them fairly and professionally. Operate in compliance with standards of market conduct and trading venue rules.

Persons subject to additional conduct standards must take any steps that are reasonable in the circumstances to take to:

Ensure that the business of the firm for which they are responsible is controlled effectively. Ensure that the business of the firm for which they are responsible is conducted in accordance with its obligations under financial services legislation. Ensure that any delegated tasks are assigned to an appropriate person with effective oversight. Disclose promptly to the CBI any information in respect of a firm of which the CBI would reasonably expect notice. Apply using your legal name Complete the step-by-step profile and attach your resume (either is acceptable, both are preferable).

What you should know about us:

Fiserv is a global leader in payments and financial technology with more than 40,000 associates proudly serving clients in more than 100 countries. As one of Fortune magazine's "World's Most Admired Companies" 9 of the last 10 years, one of Fast Company's Most Innovative Companies, and a top scorer on Bloomberg's Gender-Equality Index, we are committed to innovation and excellence.

Our commitment to Diversity and Inclusion:

Warning about fake job posts:

Please be aware of fraudulent job postings that are not affiliated with Fiserv. Fraudulent job postings may be used by cyber criminals to target your personally identifiable information and/or to steal money or financial information.

Any communications from a Fiserv representative will come from a legitimate business email address. We will not hire through text message, social media, or email alone, and any interviews will be conducted in person or through a secure video call. We won't ask you for sensitive information nor will we ask you to pay anything during the hiring process. We also won't send you a check to cash on Fiserv's behalf.

If you see suspicious activity or believe that you have been the victim of a job posting scam, you should report it to your local law enforcement.

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