Head of Compliance

2 weeks ago

Dublin, Dublin City, Ireland St. James's Place Full time

St. James's Place (SJP) works inpartnership to plan, grow and protect our clients' financial futures. Wedeliver personalised, face-to-face financial advice to our clients, who trustus to manage their money to reach their goals. We provide this service via thePartnership, a network of qualified, expert advisors. We put financialwellbeing and responsible business choices at the heart of everything we do. Webelieve in the value of difference and know that diverse teams can help usproblem solve and innovate for clients.

We look for people to join SJP to make animpact and to contribute to our culture which is based around long termrelationships, doing the right thing, and being the best version of ourselves.

Location:  Dublin

Workplace Type:  Hybrid

Employment Type:  Permanent 

Seniority:  Mid-Senior Level

The main purpose of the role is to ensure that the Ireland-based authorised firm within the SJP Group, (SJPI) are aware of and can align with applicable regulatory and conduct requirements, including those proposed or confirmed changes to the CBI and EU-level regulation as pertains to SJPI and the Group; to assist the business in implementing regulatory changes; and to advise the business so that the interpretation of existing rules and guidance is appropriate and in accordance with risk appetite..

Responsibilities

Overall responsibility (PCF12)for leading the operation of the compliance function and reporting directly to the Board and/or relevant subcommittee on compliance matters. Prescribed Responsibility PR2: Responsibility for the firm's performance of its obligations under the Fitness and Probity Regime under Part 3 of the 2010 Act. Responsible for the adherence to the IAF/SEAR requirements by SJPI's PCF population, working with Group functions as needed. Monitor, along with Group colleagues, the regulatory horizon regarding compliance related matters assessing impact and required approach to compliance.

Special Requirements

Detailed and extensive knowledge of the Central Bank of Ireland rules for Insurance entities, and all relevant EU legislation (Directives and Regulations) pertaining to Irish-based authorised firms. As the Head of Compliance, you will have a recognised compliance qualification (LCIAI or equivalent), third level degree, ideally in a legal/audit/risk field You will possess a strong Regulatory Compliance background in a financial services/insurance/funds environment and have had significant exposure and experience dealing with the Central Bank of Ireland ("CBI") You will have a strong understanding of compliance risks within the life insurance industry such as Fitness and Probity, Corporate Governance, IDD.

The annual salary range for this role in the primary location is €90,00 - €100,00 

What's in it for you?

Private Medical paid for by Company. Meaningful protection benefits with real value, such as 10X life cover, PHI, and critical illness.* Non-Contributory Pension – 10% (increasing with length of service up to 15%) with further pension matching. Parental leave – 6 months full pay 28 days holiday entitlement plus bank holidays (based on full-time equivalent) with the option to buy up to an additional 5 days holiday

*Not applicable to Fixed-Term Contracts (standard uplift applies in lieu of the protection benefits)

Flexible Working
 We know that everyone works best indifferent ways, at different times and in different environments. We haveintroduced a hybrid working policy to provide greater flexibility for part-timework, job-sharing, remote working, and flexibility on hours. Our people areencouraged to work in a flexible way that suits their lifestyle, so please askthe question and start a conversation

Research tells us that applicants(especially those from underrepresented groups) can be put off from applyingfor a role if they do not meet all the criteria or have been on an extendedcareer-break. If you think you would be a good match for this role and candemonstrate some transferable experience please apply, regardless of whetheryou tick every box.

Reasonable Adjustments
We're anequal opportunities employer and want to ensure our recruitment process isaccessible and inclusive for all, if you require reasonable adjustment(s) atany stage please let us know by emailing us at

  • Head of Compliance

    3 weeks ago

    Dublin, Dublin City, Ireland Oliver James Associates Ltd. Full time

    Oliver James have partnered with an exciting global speciality insurance and reinsurance company, to appoint their Head of Compliance to the Irish organisation. This is a fantastic opportunity for a Senior Compliance Manager looking to advance in their career, or a newly appointed Head of Compliance seeking a dynamic company to grow with. The role will...

  • Head Of Compliance

    4 days ago

    Dublin, Dublin City, Ireland Tn Ireland Full time

    Social network you want to login/join with: Head of Compliance - Ireland, Dublin City Client: Brown Brothers Harriman Location: Dublin City, Ireland Job Category: Other EU work permit required: Yes Job Reference: 0a557e8c1c25 Job Views: 6 Posted: Expiry Date: Job Description: At BBH we value diverse backgrounds, so if your experience looks a little different...

  • Head of Compliance

    7 days ago

    Dublin, Dublin City, Ireland Sigmar Recruitment Full time

    Get AI-powered advice on this job and more exclusive features.Direct message the job poster from Sigmar RecruitmentManager-Financial Services, Insurance and Legal at Sigmar RecruitmentAbout your new employerMy client, a leading Online Payment services provider are seeking to hire a Head of Compliance (PCF 12) and MLRO (PCF 52) to support growth across...

  • Head of Compliance

    2 weeks ago

    Dublin, Dublin City, Ireland Fiserv Full time

    You deserve to do what you love, and love what you do – a career that works as hard for you as you do. At Fiserv, we are more than 40,000 #FiservProud innovators delivering superior value for our clients through leading technology, targeted innovation and excellence in everything we do. You have choices – if you strive to be a part of a team driven to...

  • Head of Compliance

    2 weeks ago

    Dublin, Dublin City, Ireland Brown Brothers Harriman Full time

    At BBH we value diverse backgrounds, so if your experience looks a little different from what we've outlined and you think you can bring value to the role, we will still welcome your application What You Can Expect At BBH: If you join BBH you will find a collaborative environment that enables you to step outside your role to add value wherever you can....

  • Head Of Compliance

    1 week ago

    Dublin, Dublin City, Ireland The Panel Full time

    Head Of Compliance - Insurance - Fully RemoteI am working with my Fintech client in the Insurance industry on an exclusive role to appoint a Compliance Manager.The RoleDevelop, implement, and maintain a robust compliance framework, policies, and procedures to ensure adherence to regulatory requirements in the Republic of Ireland.Serve as the primary point of...

  • Head of Compliance

    3 weeks ago

    Dublin, Dublin City, Ireland CoinJar Full time

    At CoinJar, we've made cryptocurrency useful and accessible to clients for over a decade. Established in Australia in 2013, CoinJar has since built a trusted platform where retail and professional clients alike benefit from intuitive tools to buy, sell, spend and trade cryptocurrency. Following our successful Virtual Asset Service Provider (VASP)...

  • Head of Compliance and MLRO

    20 hours ago

    Dublin, Dublin City, Ireland Pantheon Full time

    The Head of Compliance and MLRO at Pantheon Ireland plays a crucial role in ensuring the firm's regulatory compliance function operates effectively. This includes maintaining relationships with the CBI, drafting and updating policies and procedures, and developing the Compliance Monitoring Plan and Compliance Policies and Procedures.Main Responsibilities:Act...

  • Head of Compliance EU

    1 week ago

    Dublin, Dublin City, Ireland Navro Full time

    We are looking for a Head of Compliance EU (PCF-12) to join our fast-growing FinTechWe're looking for an enthusiastic and driven Head of Compliance EU to join our dynamic and growing team. At Navro, we value diversity and are committed to creating an environment where everyone feels supported and empowered to contribute their unique perspectives.At Navro,...

  • Head of Compliance

    3 weeks ago

    Dublin, Dublin City, Ireland Dojo 2022 Full time

    Diversity, equity, and inclusion at DojoFrom local bakeries to well-known eateries, Dojo payments serve over 140,000 places across the UK. Our drive to improve diversity, equity, and inclusion is closely linked to helping employees thrive and innovating for better customer experiences.If you care about your work, you're curious, and you think customer-first,...

  • Head of Compliance

    7 days ago

    Dublin, Dublin City, Ireland Dojo 2022 Full time

    Diversity, equity, and inclusion at DojoFrom local bakeries to well-known eateries, Dojo payments serve over 140,000 places across the UK. Our drive to improve diversity, equity, and inclusion is closely linked to helping employees thrive and innovating for better customer experiences.If you care about your work, you're curious, and you think customer-first,...

  • Head Of Compliance

    3 days ago

    Dublin, Dublin City, Ireland Pantheon Full time

    Pantheon has been at the forefront of private markets investing for more than 40 years, earning a reputation for providing innovative solutions covering the full lifecycle of investments, from primary fund commitments to co-investments and secondary purchases, across private equity, real assets and private credit.We have partnered with more than 650 clients,...

  • Head of Tax Compliance

    14 hours ago

    Dublin, Dublin City, Ireland Cpl Resources - Finance Full time

    **Key Criteria**The Head of Tax Compliance will be responsible for ensuring that the Tax Team is appropriately organized and staffed with the correct profiles according to the business needs of the Bank and Entities under responsibility.This includes directly overseeing the Staff Development, Training and Succession planning.The role requires finance & tax...

  • Head of Compliance, Dublin

    3 weeks ago

    Dublin, Dublin City, Ireland TN Ireland Full time

    Social network you want to login/join with:You deserve to do what you love, and love what you do – a career that works as hard for you as you do. At Fiserv, we are more than 40,000 #FiservProud innovators delivering superior value for our clients through leading technology, targeted innovation and excellence in everything we do. You have choices – if you...

  • Head of Accounting, Tax and Compliance

    3 weeks ago

    Dublin, Dublin City, Ireland Michael Page International (Ireland) Limited Full time

    About Our ClientThis is a globally recognised manufacturing company, known for their commitment to innovation, sustainability, and providing quality products and services to their customers across the globe.Job Description1. Oversee all accounting, tax, and compliance activities within a centralised finance structure2. Develop and implement financial...

  • Head of EU and Irish Compliance

    20 hours ago

    Dublin, Dublin City, Ireland Sky Group Full time

    About the RoleWe are seeking an experienced Head of EU and Irish Compliance to join our team as a key member of our Consumer and Competition department.As a Head of EU and Irish Compliance, you will be responsible for advising our senior management team on EU and Irish consumer, competition, and regulatory matters. This will involve managing senior...

  • Head of Finance

    1 week ago

    Dublin, Dublin City, Ireland Irish League Of Credit Unions Full time

    Tallaght and District Credit Union (TDCU)Head of FinanceOur client, the Tallaght and District Credit Union (TDCU), is seeking to recruit a Head of Finance to support the strategic and financial development of the organisation.The RoleThe Head of Finance will be responsible for overseeing and enhancing the financial management, reporting, and strategic...

  • Head of Business Management and Compliance

    1 day ago

    Dublin, Dublin City, Ireland Brightwater Full time

    We are looking for a highly skilled and experienced professional to join our Brightwater team as Head of Business Management and Compliance. The role involves overseeing all operational processes for our B2B insurance intermediary operating in Ireland and the UK, providing life and non-life insurance products.ResponsibilitiesOwning end-to-end insurance...

  • Head of Technology Governance, Risk, and Compliance

    2 weeks ago

    Dublin, Dublin City, Ireland Primark Full time

    Job Description Head of Technology Governance, Risk, and Compliance (GRC) Because your new ideas are our way new ways of working. Evolve, your way.   The Head of Technology Governance, Risk, and Compliance (GRC) is a key leadership role within the Primark Tech, reporting to the Chief Technology...

  • Head of Payment Advisory Compliance

    7 days ago

    Dublin, Dublin City, Ireland Us Bank Full time

    At U.S. Bank, we're on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions, enabling the communities we support to grow and succeed in the right ways, all more confidently and more often—that's what we call the courage to thrive. We believe it takes all of us to bring our shared ambition to...