Head of Compliance, Dublin

3 weeks ago

Dublin, Dublin City, Ireland TN Ireland Full time

Social network you want to login/join with:

You deserve to do what you love, and love what you do – a career that works as hard for you as you do. At Fiserv, we are more than 40,000 #FiservProud innovators delivering superior value for our clients through leading technology, targeted innovation and excellence in everything we do. You have choices – if you strive to be a part of a team driven to create with purpose, now is your chance to Find your Forward with Fiserv.

Responsibilities

This position is a member of the AIB Merchant Services (AIBMS) senior management team and manages the company's regulatory compliance processes, projects and programs. The role has reporting lines into the AIBMS General Manager (CEO) as well as the board of Directors of AIBMS. The successful candidate will work closely with the General Manager to ensure AIBMS's adherence to its regulatory obligations and will promote the actions required to support the effective delivery of our 3 lines of defence compliance program.

This role is a PCF-12 Head of Compliance position and as such is subject to Central Bank of Ireland approval.

What does a successful Head of Compliance do?

  • Own and manage the Compliance Framework including associated policies and supporting activities
  • Develop an annual compliance plan including the monitoring & testing plan using a risk based approach
  • Main point of contact for the Central Bank of Ireland and other regulatory bodies as appropriate. This includes the ownership of regulatory queries, regulatory inspections, as well as internal or client audits as they relate to compliance matters.
  • Remain current on the changing regulatory environment and provide proactive on-going consultancy and guidance to the business on the direct and indirect impact of incoming regulations, regulatory initiatives, Dear CEO letters etc.
  • Independently assess and determine appropriate resolution actions relating to regulatory compliance matters arising from business queries, testing and monitoring results, or non-compliance with relevant AIBMS Policies and procedures.
  • Timely escalation of concerns relating to the company's compliance obligations to the AIBMS General Manager, the AIBMS Audit, Risk and Compliance Committee and the AIBMS Board of Directors or regulatory bodies as appropriate.
  • Responsible for a team of direct reports which includes goal setting, career development, reviews and overall management of the compliance team and their delivery of the compliance framework and annual compliance plan.
  • Support the business in the evaluation of new business opportunities from a regulatory compliance and conduct perspective

What you will need to have:

  • 5-10 years regulatory compliance experience at a senior level in a regulated financial services business with a minimum of 3 years people/team management and leadership experience
  • Demonstrable knowledge of and ability to meet the Common and Additional Conduct Standards as outlined in the Individual Accountability Framework
  • Demonstrate a track record of being able to balance regulatory risk management and supporting strategic initiatives through a solution focused mindset
  • Ability to effectively communicate and build relationships with internal and external stakeholders
  • Team leadership and development skills and experience
  • Excellent verbal and written skills

Regulatory Requirements for this Role

Fitness & Probity

  • Please note that this role is a Fitness and Probity Standards Impacted role and has been classified as a Pre-Approval Controlled Function (PCF)
  • The role is a PCF-12 Head of Compliance position and as such is subject to Central Bank of Ireland approval.

Individual Accountability Framework (IAF) Conduct Standards.

Both the common and additional conduct standards apply to this role.

  • Act with honesty and integrity.
  • Act with due, skill, care, and diligence.
  • Co-operate in good faith and without delay with regulators.
  • Act in the best interests of customers and treat them fairly and professionally.
  • Operate in compliance with standards of market conduct and trading venue rules.

Persons subject to additional conduct standards must take any steps that are reasonable in the circumstances to take to:

  • Ensure that the business of the firm for which they are responsible is controlled effectively.
  • Ensure that the business of the firm for which they are responsible is conducted in accordance with its obligations under financial services legislation.
  • Ensure that any delegated tasks are assigned to an appropriate person with effective oversight.
  • Disclose promptly to the CBI any information in respect of a firm of which the CBI would reasonably expect notice.

What you should know about us:

Fiserv is a global leader in payments and financial technology with more than 40,000 associates proudly serving clients in more than 100 countries. As one of Fortune magazine's "World's Most Admired Companies" 9 of the last 10 years, one of Fast Company's Most Innovative Companies, and a top scorer on Bloomberg's Gender-Equality Index, we are committed to innovation and excellence.

Our commitment to Diversity and Inclusion:

Warning about fake job posts:

Please be aware of fraudulent job postings that are not affiliated with Fiserv. Fraudulent job postings may be used by cyber criminals to target your personally identifiable information and/or to steal money or financial information.

Any communications from a Fiserv representative will come from a legitimate business email address. We will not hire through text message, social media, or email alone, and any interviews will be conducted in person or through a secure video call. We won't ask you for sensitive information nor will we ask you to pay anything during the hiring process. We also won't send you a check to cash on Fiserv's behalf.

If you see suspicious activity or believe that you have been the victim of a job posting scam, you should report it to your local law enforcement.

#J-18808-Ljbffr

  • Head Of Compliance

    4 days ago

    Dublin, Dublin City, Ireland Tn Ireland Full time

    Social network you want to login/join with: Head of Compliance - Ireland, Dublin City Client: Brown Brothers Harriman Location: Dublin City, Ireland Job Category: Other EU work permit required: Yes Job Reference: 0a557e8c1c25 Job Views: 6 Posted: Expiry Date: Job Description: At BBH we value diverse backgrounds, so if your experience looks a little different...

  • Head of Compliance

    3 weeks ago

    Dublin, Dublin City, Ireland Oliver James Associates Ltd. Full time

    Oliver James have partnered with an exciting global speciality insurance and reinsurance company, to appoint their Head of Compliance to the Irish organisation. This is a fantastic opportunity for a Senior Compliance Manager looking to advance in their career, or a newly appointed Head of Compliance seeking a dynamic company to grow with. The role will...

  • Head of Compliance

    2 weeks ago

    Dublin, Dublin City, Ireland Fiserv Full time

    You deserve to do what you love, and love what you do – a career that works as hard for you as you do. At Fiserv, we are more than 40,000 #FiservProud innovators delivering superior value for our clients through leading technology, targeted innovation and excellence in everything we do. You have choices – if you strive to be a part of a team driven to...

  • Head of Digital Platform

    7 days ago

    Dublin, Dublin City, Ireland Head Office Ireland Full time

    Head of Digital Platform - Dublin - Head Office IrelandHead Office Ireland Dublin2 days agoJob title: Head of Digital TradingDescriptionCompany OverviewAt Head Office Ireland, we are committed to delivering exceptional customer experiences across all channels. We are seeking an experienced E-Commerce Manager to join our team and help us achieve this goal.Key...

  • Head of Compliance

    2 weeks ago

    Dublin, Dublin City, Ireland Brown Brothers Harriman Full time

    At BBH we value diverse backgrounds, so if your experience looks a little different from what we've outlined and you think you can bring value to the role, we will still welcome your application What You Can Expect At BBH: If you join BBH you will find a collaborative environment that enables you to step outside your role to add value wherever you can....

  • Head of Compliance

    3 weeks ago

    Dublin, Dublin City, Ireland CoinJar Full time

    At CoinJar, we've made cryptocurrency useful and accessible to clients for over a decade. Established in Australia in 2013, CoinJar has since built a trusted platform where retail and professional clients alike benefit from intuitive tools to buy, sell, spend and trade cryptocurrency. Following our successful Virtual Asset Service Provider (VASP)...

  • Head Of Compliance

    5 hours ago

    Dublin, Dublin City, Ireland Coinjar Full time

    At CoinJar, we've made cryptocurrency useful and accessible to clients for over a decade.Established in Australia in 2013, CoinJar has since built a trusted platform where retail and professional clients alike benefit from intuitive tools to buy, sell, spend and trade cryptocurrency.Following our successful Virtual Asset Service Provider (VASP) registration,...

  • Head of Compliance

    7 days ago

    Dublin, Dublin City, Ireland Sigmar Recruitment Full time

    Get AI-powered advice on this job and more exclusive features.Direct message the job poster from Sigmar RecruitmentManager-Financial Services, Insurance and Legal at Sigmar RecruitmentAbout your new employerMy client, a leading Online Payment services provider are seeking to hire a Head of Compliance (PCF 12) and MLRO (PCF 52) to support growth across...

  • Head Of Compliance

    1 week ago

    Dublin, Dublin City, Ireland The Panel Full time

    Head Of Compliance - Insurance - Fully RemoteI am working with my Fintech client in the Insurance industry on an exclusive role to appoint a Compliance Manager.The RoleDevelop, implement, and maintain a robust compliance framework, policies, and procedures to ensure adherence to regulatory requirements in the Republic of Ireland.Serve as the primary point of...

  • Head of Compliance

    2 weeks ago

    Dublin, Dublin City, Ireland St. James's Place Full time

    St. James's Place (SJP) works inpartnership to plan, grow and protect our clients' financial futures. Wedeliver personalised, face-to-face financial advice to our clients, who trustus to manage their money to reach their goals. We provide this service via thePartnership, a network of qualified, expert advisors. We put financialwellbeing and responsible...

  • Head of Compliance and MLRO

    1 day ago

    Dublin, Dublin City, Ireland Pantheon Full time

    The Head of Compliance and MLRO at Pantheon Ireland plays a crucial role in ensuring the firm's regulatory compliance function operates effectively. This includes maintaining relationships with the CBI, drafting and updating policies and procedures, and developing the Compliance Monitoring Plan and Compliance Policies and Procedures.Main Responsibilities:Act...

  • Head of Compliance EU

    1 week ago

    Dublin, Dublin City, Ireland Navro Full time

    We are looking for a Head of Compliance EU (PCF-12) to join our fast-growing FinTechWe're looking for an enthusiastic and driven Head of Compliance EU to join our dynamic and growing team. At Navro, we value diversity and are committed to creating an environment where everyone feels supported and empowered to contribute their unique perspectives.At Navro,...

  • Head of Compliance

    3 weeks ago

    Dublin, Dublin City, Ireland Dojo 2022 Full time

    Diversity, equity, and inclusion at DojoFrom local bakeries to well-known eateries, Dojo payments serve over 140,000 places across the UK. Our drive to improve diversity, equity, and inclusion is closely linked to helping employees thrive and innovating for better customer experiences.If you care about your work, you're curious, and you think customer-first,...

  • Head of Compliance

    7 days ago

    Dublin, Dublin City, Ireland Dojo 2022 Full time

    Diversity, equity, and inclusion at DojoFrom local bakeries to well-known eateries, Dojo payments serve over 140,000 places across the UK. Our drive to improve diversity, equity, and inclusion is closely linked to helping employees thrive and innovating for better customer experiences.If you care about your work, you're curious, and you think customer-first,...

  • Head Of Compliance

    3 days ago

    Dublin, Dublin City, Ireland Pantheon Full time

    Pantheon has been at the forefront of private markets investing for more than 40 years, earning a reputation for providing innovative solutions covering the full lifecycle of investments, from primary fund commitments to co-investments and secondary purchases, across private equity, real assets and private credit.We have partnered with more than 650 clients,...

  • Head of Tax Compliance

    1 day ago

    Dublin, Dublin City, Ireland Cpl Resources - Finance Full time

    **Key Criteria**The Head of Tax Compliance will be responsible for ensuring that the Tax Team is appropriately organized and staffed with the correct profiles according to the business needs of the Bank and Entities under responsibility.This includes directly overseeing the Staff Development, Training and Succession planning.The role requires finance & tax...

  • Head of Payment Advisory Compliance

    7 days ago

    Dublin, Dublin City, Ireland Us Bank Full time

    At U.S. Bank, we're on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions, enabling the communities we support to grow and succeed in the right ways, all more confidently and more often—that's what we call the courage to thrive. We believe it takes all of us to bring our shared ambition to...

  • Head of Accounting, Tax and Compliance

    3 weeks ago

    Dublin, Dublin City, Ireland Michael Page International (Ireland) Limited Full time

    About Our ClientThis is a globally recognised manufacturing company, known for their commitment to innovation, sustainability, and providing quality products and services to their customers across the globe.Job Description1. Oversee all accounting, tax, and compliance activities within a centralised finance structure2. Develop and implement financial...

  • Head of Technology Governance, Risk, and Compliance

    2 weeks ago

    Dublin, Dublin City, Ireland Primark Full time

    Job Description Head of Technology Governance, Risk, and Compliance (GRC) Because your new ideas are our way new ways of working. Evolve, your way.   The Head of Technology Governance, Risk, and Compliance (GRC) is a key leadership role within the Primark Tech, reporting to the Chief Technology...

  • Head of EU and Irish Compliance

    1 day ago

    Dublin, Dublin City, Ireland Sky Group Full time

    About the RoleWe are seeking an experienced Head of EU and Irish Compliance to join our team as a key member of our Consumer and Competition department.As a Head of EU and Irish Compliance, you will be responsible for advising our senior management team on EU and Irish consumer, competition, and regulatory matters. This will involve managing senior...