Head of Legal Compliance
2 days ago
The successful candidate will be a skilled Legal Counsel with expertise in the funds industry, able to provide high-quality legal and compliance support. As part of our dynamic team, you will contribute to the growth and success of our clients in the Investment Management sector.
Main Accountabilities:
• Deliver tailored legal advice on commercial matters to the Legal and Compliance function.
• Support the Head of Legal in ensuring regulatory compliance for new funds and products, collaborating with internal teams to achieve this goal.
• Work closely with stakeholders to implement effective governance structures for funds managed by the company.
• Partner with key delegates and service providers to maintain accurate and compliant monthly reporting.
• Review marketing materials to guarantee their alignment with applicable regulations, providing constructive feedback where necessary.
Essential Qualifications:
• Possess a degree in law, with relevant experience in the funds industry or from a reputable law firm.
• Proven track record of delivering high-quality results in asset management or fund management environments, preferably with strong project management skills.
• Demonstrated ability to work collaboratively as part of a small team, driving forward-thinking initiatives and outcomes.
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