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Assurance Senior Associate
4 weeks ago
About us
From day one, you’ll notice there is something special about working at Davy. Our success is built on nearly 100 years of forging strong relationships with our clients and developing the careers of Ireland’s future business leaders.
Established in 1926, the Davy Group sits at the heart of wealth and capital in Ireland, providing a broad range of services to high-net-worth individuals, self-directed investors, small-to-medium enterprises, credit unions, corporations, and domestic & international institutional investors.
Our culture is shaped around three values, which are at the heart of everything we do: client success, one Davy, and building a proud legacy. Sharing the same goals, we work together to deliver exceptional outcomes for our clients. As part of a team of over 900, you will be encouraged to learn and to grow, both professionally and personally.
About the role
An opportunity has arisen for a Assurance Senior Associate to join our Wealth Management division. In the role, the successful candidate will:
- Assist with 1LoD “First Line of Defence” for Risk Management monitoring and testing of adherence to Group Policy and regulatory requirements.
- Input into development of annual 1LoD Wealth Management Assurance Plan.
- Work with 2LoD “Second Line of Defence” and 3LoD “Third Line of Defence” Risk Management stakeholders across the organisation regularly.
- Assist with delivery of Wealth Management Assurance training across the business to make positive improvements and valuable change.
- Assist with remediation action tracking and action closures from Assurance output.
- Assist with Risk Control Self-Assessment process and be efficient in Control Assurance Activity Testing.
- Experience in working in a financial industry sector with a regulation and regulatory environment of MiFid/ESMA/CBI.
- Experience in carrying out Assurance Reviews and Audits in a Wealth Management function.
- Experience with Risk Management Frameworks and implementation of a strong control environment.
- Experience with Advisory and Discretionary Investments is desirable.
- Assist with Quality Assurance Training to the WM Department where required.
About you
We are looking for somebody who has the following background and skills:
- Stakeholder management, communication and report writing skills.
- Positive work attitude and contributes to team player environment.
- Experienced in multitasking, delegation of own workload, can work independently when required, and takes advantage of working on their own initiative.
- Minimum 3 years’ experience working in Operations preferably in a Wealth Management or Financial Services environment.
- Strong advantage to individuals with Anti Money Laundering experience and operational background.
- Excellent business writing skills.
- Excellent with data management information and carrying out detailed analysis reporting.
- Proficient in Microsoft Office, formatting skills.
- Adaptive to making efficient change for business improvements.
What we offer
We offer a range of benefits and experiences to support your professional and personal growth, whatever your career stage. Our benefits are not just a number. Yes, we offer competitive salary, annual performance-related discretionary bonus, annual flexible benefits, employer pension contribution, and multiple insurance coverage. But more than that, we focus on developing our people to be their best, professionally and personally.
Training support provided by award-winning Learning & Development Team, extensive sports & social programmes (including free on-site gym & fitness studio), flexible working options, employee assistance programme, enhanced leave options, and social & community care initiatives are just some of the ways our people can empower themselves to be their best.
Important Information
Davy is an equal opportunities employer, committed to fostering an inclusive and diverse workplace. We value diversity in both background and experience, and even if you don’t meet all of the requirements outlined in the job description, we still encourage you to apply. We review all applications received. As part of our commitment to creating an accessible environment, we want to ensure that everyone has an equal opportunity to participate in the interview process. If you require any reasonable accommodations, please let us know, and we will do our best to make the necessary arrangements.
Appointment to this role is subject to the candidate's eligibility to work in Ireland.
Where agency assistance is required, our Recruitment Team will engage directly with suppliers. Unsolicited CVs / profiles supplied to us by recruitment agencies will not be accepted for this role.
Davy Group is a member of the Bank of Ireland Group.
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