Internal Controls Officer
3 weeks ago
Internal Controls Officer
Wealth Management
Dublin
75K
Broadgate partnered up with a Financial Services firm looking for an Internal Controls Officer to join their Wealth Management division.
A comprehensive package is on offer with a basic salary of up to 75K.
Responsibilities:
- Utilise understanding of processes to assess whether operations, services, and systems have appropriate policies, controls, and guidance in place (i.e., design of the control environment).
- Conduct risk assessments to identify potential risks associated with business/advice activities, processes, and systems.
- Provide oversight of the first-line controls.
- Perform internal controls quality assurance (QA) reviews to drive greater quality controls design, execution, and greater efficiency.
- Prepare regular risk reports for senior management, Board, Committees, and other relevant stakeholders.
About you:
- 4+ years of experience in an Internal Audit, Regulatory/Operational Risk, or Compliance role within a Wealth Management firm or consultancy working with Wealth Management clients.
- Extensive knowledge of FS Regulations and assurance processes/controls.
- A formal qualification in Compliance/Risk/Internal Audit would be desirable.
- Experience conducting reviews on controls/departments is highly desirable.
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