Internal Controls Officer

3 weeks ago


Dublin, Dublin City, Ireland Broadgate Full time

Internal Controls Officer

Wealth Management

Dublin

75K

Broadgate partnered up with a Financial Services firm looking for an Internal Controls Officer to join their Wealth Management division.

A comprehensive package is on offer with a basic salary of up to 75K.

Responsibilities:

  • Utilise understanding of processes to assess whether operations, services, and systems have appropriate policies, controls, and guidance in place (i.e., design of the control environment).
  • Conduct risk assessments to identify potential risks associated with business/advice activities, processes, and systems.
  • Provide oversight of the first-line controls.
  • Perform internal controls quality assurance (QA) reviews to drive greater quality controls design, execution, and greater efficiency.
  • Prepare regular risk reports for senior management, Board, Committees, and other relevant stakeholders.

About you:

  • 4+ years of experience in an Internal Audit, Regulatory/Operational Risk, or Compliance role within a Wealth Management firm or consultancy working with Wealth Management clients.
  • Extensive knowledge of FS Regulations and assurance processes/controls.
  • A formal qualification in Compliance/Risk/Internal Audit would be desirable.
  • Experience conducting reviews on controls/departments is highly desirable.

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