Wealth Management Compliance Senior Associate

2 weeks ago

Dublin, Dublin City, Ireland Davy Group Full time

About us

From day one, you'll notice there is something special about working at Davy. Our success is built on nearly 100 years of forging strong relationships with our clients and developing the careers of Ireland's future business leaders.

Established in 1926, the Davy Group sits at the heart of wealth and capital in Ireland, providing a broad range of services to high-net-worth individuals, self-directed investors, small-to-medium enterprises, credit unions, corporations, and domestic & international institutional investors.

Our culture is shaped around three values, which are at the heart of everything we do: client success, one Davy, and building a proud legacy. Sharing the same goals, we work together to deliver exceptional outcomes for our clients. As part of a team of over 900, you will be encouraged to learn and to grow, both professionally and personally.

About the role

An exciting opportunity has opened up for a Wealth Management Compliance Senior Associate supporting the Wealth Management business which provides Discretionary, Advisory and Execution Only services to Retail and Professional private, corporate, pension and Credit Union clients.

In the role, the successful candidate will:

Play a key role in the wealth management compliance team in ensuring adherence to regulatory requirements, particularly under MiFID regulations Be responsible for assisting in the development and implementation of compliance policies and procedures Conduct compliance assurance activities and provide guidance to internal stakeholders on compliance matters Monitor regulatory developments, guidance and industry trends

Requirements

About you

We are looking for somebody who has the following background and skills:

A good understanding of MiFID regulations, guidelines and wealth management industry best practice Good understanding of compliance risk and assurance processes Excellent verbal & written communication and presentation skills Experience engaging with senior stakeholders up to and including Board and the Central Bank Experience dealing with internal and external auditors and regulators 3rd level Degree in relevant discipline or equivalent Minimum of 4-5 years' experience in compliance roles within the financial. services industry, with a focus on wealth management or pensions. Advantageous- Experience conducting compliance assurance, including the ability to identify and assess regulatory risks and controls.

What we offer

We offer a range of benefits and experiences to support your professional and personal growth, whatever your career stage. Our benefits are not just a number. Yes, we offer competitive salary, annual performance-related discretionary bonus, annual flexible benefits, employer pension contribution, and multiple insurance coverage. But more than that, we focus on developing our people to be their best, professionally and personally.

Training support provided by award-winning Learning & Development Team, extensive sports & social programmes (including free on-site gym & fitness studio), flexible working options, employee assistance programme, enhanced leave options, and social & community care initiatives are just some of the ways our people can empower themselves to be their best.

Important Information

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