Associate Director, Regulatory Compliance

3 weeks ago


Dublin, Dublin City, Ireland MUFG Investor Services Full time
  • Manager, Compliance Team: Responsible for managing regulatory changes, engaging stakeholders, and monitoring regulatory expectations.
  • Support: Aid Senior Management and CCO in managing regulatory compliance risk within the group.
  • Stay Informed: Keep updated on regulatory developments, research requirements, and report potential impacts on licenses or services.
  • Collaboration: Work with global Compliance Team to implement and monitor Compliance Monitoring Plans.
  • Reporting: Prepare and assist in reporting to stakeholders on compliance matters.
  • Initiatives: Identify and support initiatives to enhance regulatory control environment.
  • Training: Ensure staff are informed and trained on compliance policies.
  • Advisory: Provide advice on compliance matters, outsourcing, risk assessments, and oversight reports.
  • Relationships: Maintain relationships with regulatory bodies and represent the company in regulatory dealings.
  • Qualifications: Bachelor's degree, ACAMs or ACOI qualification, 5+ years of Compliance experience, knowledge of financial laws and regulations.

Additional Information: This role offers a challenging opportunity under the CBI Fitness & Probity regime.


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