Regulatory Compliance

3 weeks ago


Dublin, Dublin City, Ireland MUFG Investor Services Full time

Company Overview

Discover a unique opportunity at MUFG Investor Services and embark on a career path that stands out from the rest. Joining forces with the Mitsubishi UFJ Financial Group, our team collaborates with more than 480 esteemed global investment entities, offering them a wide array of administrative, asset, banking, and fund financing services.

Spanning across 14 strategic locations worldwide, MUFG Investor Services serves as a melting pot of exceptional talent, fostering an environment where uniqueness thrives.

Job Description

  • Lead the Compliance team in overseeing the implementation of regulatory modifications, engaging with stakeholders and affected parties.
  • Provide assistance to Senior Management and the Chief Compliance Officer (CCO) in managing regulatory compliance risks across the organization.
  • Stay updated on all pertinent regulatory updates, conduct thorough research on regulatory prerequisites, and communicate potential impacts on the company's licenses, operations, and services to senior management and stakeholders.
  • Collaborate with the global Compliance Team to establish and monitor Compliance Monitoring Plans (CMP) for all regulated jurisdictions, ensuring the development and monitoring of suitable controls in alignment with evolving regulatory and industry standards.
  • Generate management reports and contribute to periodic reporting for stakeholders including the Chief Compliance Officer (CCO), Compliance Committee, Board of Directors, Senior Management, and the parent company.
  • Address major issues promptly and ensure all team members are well-versed in regulatory compliance matters.
  • Deliver timely and accurate compliance and regulatory advisory services to the business.
  • Offer guidance on outsourcing, assess Risk Assessments and Service Level Agreements (SLAs), and conduct Oversight Reports on outsourcing arrangements.
  • Cultivate relationships with regulatory entities as needed and serve as a representative of MUFG in regulatory engagements.
  • Engage in any additional projects and duties as necessary.

This position falls under the Controlled Function (CF) role in accordance with the CBI Fitness & Probity regime.

Requirements

  • Possess a strong background in Regulatory Compliance.
  • Hold a formal qualification in Compliance such as ACAMs or ACOI.
  • Prior knowledge of fund administration business is advantageous.
  • Familiarity with financial services laws, regulations, and codes in various jurisdictions including Ireland, the Caribbean, and the USA is a plus.
  • Proficiency in Microsoft Office applications: Excel, Word, PowerPoint, and Outlook.

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