Compliance Officer

2 weeks ago


Dublin, Dublin City, Ireland LGT Capital Partners Ltd. Full time

The Compliance Team is looking for a detail-oriented and self-motivated Compliance Officer. The successful person will be responsible for compliance-related topics with an emphasis on regulatory reporting on behalf of the Management Company and the funds under management in both Ireland and Luxembourg. The Compliance Officer role reports to the Head of Compliance.

Key responsibilities of the role are:

  • Preparation & filing of regulatory reports in Ireland and Luxembourg (including AML related filings and Lux SAQ).
  • Engagement with third party service providers including management and completion of information requests.
  • Participation in (with a view to eventual management of) regulatory programmes such as the fitness & probity process for the Management Company and the funds under management.
  • Support with internal compliance monitoring including employee attestations.
  • Assisting with the drafting of management information and board reports for the Management Company and funds.
  • Supporting and assisting with internal and group-wide projects.
  • Working with other business & management functions to address compliance requirements.
  • Providing support in respect of the implementation of new and upcoming regulation in connection with UCITS, AIFMD, AML etc. at both national and international level

Requirements

  • Third level business or legal qualification.
  • 3+ years professional experience in Fund Management Company or Administrator with experience in regulatory reporting.
  • Knowledge and understanding of the regulatory requirements associated with fund management companies in Ireland and Luxembourg including AML, CP86, Fitness & Probity (including IAF) and the Corporate Governance Code.
  • Experience in interacting with the Central Bank of Ireland and other international regulators.
  • Great communication skills (both written and oral) and excellent attention to detail.
  • Strong willingness to work as part of a team and with colleagues at other global offices.

Contact Information

If you are interested in becoming an integral part of a successful alternative investment management team in an international, multicultural working environment we will be pleased to get to know you soon.
For further information please contact us.

Anne Marie Mac Cormack

Human Resources

LGT Capital Partners (Ireland) Ltd.

Job Description

The Compliance Team is looking for a detail-oriented and self-motivated Compliance Officer. The successful person will be responsible for compliance-related topics with an emphasis on regulatory reporting on behalf of the Management Company and the funds under management in both Ireland and Luxembourg. The Compliance Officer role reports to the Head of Compliance.

Key responsibilities of the role are:

  • Preparation & filing of regulatory reports in Ireland and Luxembourg (including AML related filings and Lux SAQ).
  • Engagement with third party service providers including management and completion of information requests.
  • Participation in (with a view to eventual management of) regulatory programmes such as the fitness & probity process for the Management Company and the funds under management.
  • Support with internal compliance monitoring including employee attestations.
  • Assisting with the drafting of management information and board reports for the Management Company and funds.
  • Supporting and assisting with internal and group-wide projects.
  • Working with other business & management functions to address compliance requirements.
  • Providing support in respect of the implementation of new and upcoming regulation in connection with UCITS, AIFMD, AML etc. at both national and international level

Requirements

  • Third level business or legal qualification.
  • 3+ years professional experience in Fund Management Company or Administrator with experience in regulatory reporting.
  • Knowledge and understanding of the regulatory requirements associated with fund management companies in Ireland and Luxembourg including AML, CP86, Fitness & Probity (including IAF) and the Corporate Governance Code.
  • Experience in interacting with the Central Bank of Ireland and other international regulators.
  • Great communication skills (both written and oral) and excellent attention to detail.
  • Strong willingness to work as part of a team and with colleagues at other global offices.

Contact Information

If you are interested in becoming an integral part of a successful alternative investment management team in an international, multicultural working environment we will be pleased to get to know you soon.
For further information please contact us.

Anne Marie Mac Cormack

Human Resources

LGT Capital Partners (Ireland) Ltd.

Contact:

About Us

LGT Capital Partners is a leading global specialist in alternative investing with over USD 100 billion in assets under management and more than 700 institutional clients in 44 countries. An international team of over 800 professionals is responsible for managing a wide range of investment programs focusing on private markets, multi-alternatives and diversifying strategies as well as sustainable and impact strategies. Headquartered in Pfaeffikon (SZ), Switzerland, the firm has offices in San Francisco, New York, Dublin, London, Paris, The Hague, Luxembourg, Frankfurt am Main, Vaduz, Dubai, Beijing, Hong Kong SAR, Tokyo and Sydney.

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