Compliance Officer

3 weeks ago

Dublin, Dublin City, Ireland Euronext Full time

Overview of Euronext

Euronext's mission is to shape capital markets for the future, holding a special position in the financial environment. It acts as a bridge connecting buyers and sellers through transparent, efficient, and reliable trading venues, contributing significantly to financial stability and sustainable growth in the regions it serves. Engaging actively with customers, European and local authorities, and policymakers, Euronext plays a crucial role in influencing regulatory and policy matters that impact the financial sector and support sustainable finance initiatives.

Euronext stands out as the top pan-European market infrastructure, linking European economies with global capital markets to fuel innovation and sustainable development. The company operates regulated exchanges across several countries, including Belgium, France, Ireland, Italy, the Netherlands, Norway, and Portugal.

With nearly 1, listed issuers and approximately €6.5 trillion in market capitalization by the end of December, Euronext boasts a premier blue-chip status and a broad and diverse domestic and international client base.

Euronext runs regulated and transparent equity and derivatives markets, a leading electronic fixed income trading platform in Europe, and the largest center for debt and funds listings globally. Its extensive product range covers Equities, FX, Exchange Traded Funds, Warrants & Certificates, Bonds, Derivatives, Commodities, and Indices. The company also offers multi-asset clearing services through Euronext Clearing and custody and settlement solutions via Euronext Securities' central securities depositories in select countries.

Leveraging its market operations expertise, Euronext delivers technology and managed services to external parties and operates various junior markets to simplify listing access for SMEs.

Risk & Compliance Department Overview

The Risk & Compliance department, comprising nearly 50 skilled professionals in Risk, BCM, and Compliance spread across different geographies, plays a vital role in safeguarding the company's assets and reputation. The team's core functions involve identifying and evaluating risks, implementing mitigation strategies, raising awareness among staff and business units, and ensuring compliance with relevant regulations.

Your Role as Compliance Officer

As a Compliance Officer reporting to the Head of Compliance at Euronext Dublin, you will contribute significantly to the compliance functions within the Euronext Group. The role may be based in Dublin or Paris.

Compliance Responsibilities

  • Participate in Euronext's group-wide efforts to foster and enhance a culture of compliance
  • Review and monitor core Compliance policies from a group perspective while ensuring local applicability
  • Support groupwide risk analysis on compliance and Client/Product risk, including local variations
  • Create awareness of policies and practices at both the Group and local levels
  • Engage in Group initiatives and projects as needed
  • Assist in developing and executing the local compliance monitoring program aligned with the Group's risk-based approach and regulatory requirements
  • Conduct monitoring controls following the risk-based approach and report findings to Group and Local management
  • Build strong internal relationships with business units
  • Support the local MLRO

Your Profile

Successful candidates should embody Euronext's core values and culture. Key attributes include high energy, adaptability, a hands-on approach, flexibility, and the ability to thrive in a fast-paced environment. The ideal candidate will demonstrate independence, dynamism, excellent interpersonal skills, and relationship-building capabilities.

Authority

As part of the compliance functions, the role will have constant access to relevant information, databases, information systems, and internal and external audit reports.

Competency and Personal Requirements

Essential:

  • Minimum of 3 years' compliance experience in the financial sector
  • Familiarity with MiFID requirements and Central Bank of Ireland guidance
  • Strong communication skills for interacting across different organizational levels, ensuring compliance and understanding legal requirements
  • Ability to translate compliance needs into business contexts
  • Openness to change and adaptability
  • Exposure to international markets
  • Proven track record in projects demanding attention to detail and analytical abilities
  • Proficient in written and verbal English communication
  • Energetic team player with excellent multitasking skills

Desirable:

  • Compliance qualifications
  • Preferably a Bachelor's degree in business, administration, economics, engineering, or related fields
  • International experience, particularly in a matrix organization structure
  • Exposure to compliance and legal requirements in financial infrastructure domains like regulated markets, market operators, and CSD
  • Familiarity with regulations such as data privacy/GDPR, Information security, Business Continuity Planning, Outsourcing, and Market Surveillance

Euronext Values

Unity

• Respecting and valuing colleagues

• Fostering unity through shared goals

• Embracing diversity and promoting inclusion

Integrity

• Prioritizing transparency, honest communication, and open information sharing

• Upholding integrity in all actions

• Learning from mistakes rather than concealing them

Agility

• Acting decisively and promptly

• Embracing adaptability, responsiveness, and change

• Taking calculated risks

Energy

• Harnessing positive drive to effect change and challenge conventions

• Encouraging personal leadership and ambition

• Fostering motivation and ambition within the team

Accountability

• Maximizing value for customers and stakeholders

• Taking ownership and responsibility for outcomes

• Recognizing and celebrating achievements

Euronext is proud to be an equal opportunity employer, dedicated to fostering a diverse and inclusive workplace. We prioritize mutual respect and do not discriminate based on race, gender, age, citizenship, religion, sexual orientation, gender identity, disability, or any other legally protected characteristic. We recognize and appreciate the unique skills and backgrounds our employees bring and are committed to maintaining an environment of respect and collaboration.

Additional Information

This job description provides an overview of the primary responsibilities attached to a certain role; however, it is not exhaustive and may include additional tasks and projects.

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