Designated Person For Regulatory Compliance

4 weeks ago

Dublin, Ireland Corum Asset Management Full time

About the roleThe position is based inDublin, Irelandwithin CORUM Butler Asset Management, the management company ("ManCo") as part oftheFrenchCORUM Butler Group.The ManCo is a UCITS and AIF Manager, currently overseeing Irish-domiciled UCITS funds with approximately an AUM of~1.6 billion.The successful candidate will be working as Designated Person with responsibility for Regulatory Compliance (PCF-39F) and as MLRO (CF-2).The candidate might work in line with relevant Time Commitment agreed internally and with the Regulator.Who We areCORUM Butleris aEuropean investment groupwith over260 professionalsdedicated to our clients.We provide innovative and high-performing investment solutions across Europe.The company is recognized for its development success and its sense of innovation.Our company is exclusivelyowned by its managers.Nearly140,000 clientstrust us with their savings, totaling over9 billion euros.With officesin Paris, London, Dublin, Amsterdam, Singapore, Lisbon and Vienna, our head office is based in Paris.Your missionsKey Responsibilities as DP Reg.Compliance:Fulfil the role of DP Regulatory Compliance and monitor compliance with all applicable regulatory standards, and oversee any new requirements/changes to the regulatory environment.Reviewand advise on the Business Plan/Programme of activities and the Company's Policies and Procedures, particularly regarding Compliance Policies and relevant Group Policies.Coordinate and review policies and procedures of the funds under management.Develop and implement the annual compliance monitoring plan, including testing and reporting.Manage the Compliance calendar,escalate issues, and promote a strong compliance culture.Liaise with the Central Bank of Ireland and other regulatory bodies; prepare and submit regulatory reports.Deliver or coordinate compliancetraining,including onboarding sessions for new joiners.Act as a point of escalation for compliance issues and breaches.Report regularly to the Board of Directors.Participate in internal committees (Risk, Valuation, ESG, DP) and collaborate with Group entities to align compliance practicesReview investment compliance in coordinationwith the Risk Function.Support the review of fund marketing materials.Manage the Compliance aspects of the oversight program of the Funds' delegates (e.g, Fund Administrators and Investment Managers)Key Responsibilities as MLRO:Maintain and apply an AML/CTF risk assessment framework aligned with regulatory and Group standards.Lead the annual AML business risk assessment and ensure policies remain up to date with Irish and international requirements.Deliver AML training to staff and directors; oversee investigations and escalation of suspicious activities.Submit Suspicious Transaction Reports (STRs) and act as the main contact for AML regulatory reviews and inspections.Qualifications and experienceWe're looking for a compliance professional with solid experiencein the UCITS/AIFM fund industry, ideally already approved by the Central Bank of Ireland for similar roles.Key requirements:Proven experience in compliance and AML/CTF within asset management.Strong knowledge of Irish and EU regulations, including CP86, UCITS, AIFMD, and GDPR.Experience interactingwith CBI and regulatory agencies.Excellent communication, organizational, and analytical skills.Comfortable working in a European/international environment.Degree in law, finance, economics, or related field; compliance certifications are a plus.#J-*****-Ljbffr

  • Regulatory Compliance Manager

    1 week ago

    Dublin Pike, Ireland myPOS Full time

    Join to apply for the Regulatory Compliance Manager role at myPOS 1 day ago Be among the first 25 applicants Join to apply for the Regulatory Compliance Manager role at myPOS At myPOS, we’re all about helping businesses grow and get paid. We make payments simple, smart, and accessible for everyone, but we’re more than just payment solutions - myPOS...

  • Content Policy Manager, Regulatory Compliance

    4 weeks ago

    Dublin, Ireland Meta Full time

    OverviewThis role sits at the intersection of tech and policy with focus on shaping compliance with new integrity and content related regulation, consistent with our principles and Corporate Human Rights commitments.In this role you will work on regulatory obligations globally, engaging with a broad set of stakeholders and subject matter experts.This is an...

  • Designated Person For Operational Risk

    4 weeks ago

    Dublin, Ireland Carne Group Full time

    Job Details: Designated Person for Operational Risk (PCF-39B)Full details of the job.Vacancy Name:Designated Person for Operational Risk (PCF-39B)Location(s):DublinEmployment Type:PermanentDepartment:Governance, Legal & ComplianceWho are we looking for?This role is the Designated Person for Operational Risk (PCF-39B) on Carne's Irish Management Company,...

  • Designated Person for Finance, and Fund Operations

    2 weeks ago

    Dublin, Ireland Mayford James Full time

    Our client is leading global asset manager across multi asset classes and is looking for a financial professional with experience of Irish UCITS.They will be responsible for:  Monitoring, review and supervison of finance and regulatory capital and Funds’ third party Distribution Partners Ensure and monitor compliance with CBI regulatory requirements and...

  • Compliance Manager

    4 weeks ago

    Dublin, Ireland Link Personnel Full time

    Link Personnel have a great opportunity for a Compliance Manager to join the Risk and Compliance department of an International Firm.If you thrive in a busy role and enjoy working in a fast-paced, high-performing environment, this position offers an excellent opportunity to advance your career.The role will ensure that employees meet their regulatory...

  • Compliance Manager

    4 weeks ago

    Dublin, Ireland Booking Holdings Full time

    Booking Holdings (NASDAQ: BKNG)is the world's leading provider of online travel and related services, provided to consumers and local partners in more than 220 countries and territories through five primary consumer-facing brands:Booking.com,Priceline,Agoda,KAYAKandOpenTable.The mission of Booking Holdings is to make it easier for everyone to experience the...

  • Compliance Manager

    2 days ago

    Dublin, Ireland Link Personnel Services Full time

    Link Personnel have a great opportunity for a Compliance Manager to join the Risk and Compliance department of an International Firm. If you thrive in a busy role and enjoy working in a fast-paced, high-performing environment, this position offers an excellent opportunity to advance your career. The role will ensure that employees meet their regulatory...

  • Compliance Programme Manager

    5 days ago

    Dublin, Ireland EirGrid plc Full time

    About EirGrid EirGrid Group is at the heart of the electricity system on the island of Ireland. Weoperateand develop the transmission grid, the wholesale electricity market and interconnectors linking the island’s transmission system to those in other countries. EirGrid Group is owned by the IrishState,and our business activities are, where applicable,...

  • Senior Director, Regulatory Affairs

    5 days ago

    Dublin, Ireland Perrigouk Full time

    Select how often (in days) to receive an alert: Senior Director, Regulatory Affairs - CMC, Regulatory Operations & Lifecycle Management Location: London, GB, SW11 7BW Chatillon Cedex, FR, 92320 Ghent, BE, 9050 Dublin, IE, D02 TY74 At Perrigo, we are driven by our mission to Makes Lives Better Through Trusted Health and Wellness Solutions, Accessible to All....

  • Regulatory Consulting Aml Manager

    4 weeks ago

    Dublin, Ireland Kpmg International Limited Full time

    OverviewWhen you join KPMG Ireland, you are joining a community of over 4,200 employees who collectively work together, both in person and virtually, to achieve their full potential.We are known as an organisation who want you to come as you are and do work that truly matters.Joining KPMG Ireland is an opportunity to enhance your career, not only in the work...