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Compliance Associate
1 month ago
We are currently working with a leading Wealth Management firm who are looking to hire a Compliance Associate to join their team. This role will give the successful candidate an opportunity to develop their knowledge and experience of financial services regulation and implementation in a fast paced and dynamic regulatory environment.
Responsibilities- Supporting senior compliance staff in the provision of regulatory advice to the business.
- Assisting with the monitoring of business activities to ensure compliance with relevant regulatory obligations.
- Assisting with the regulatory aspects of business projects and client onboarding, as required.
- Reviewing business documentation, advertisements, presentations and other marketing material to ensure adherence to all regulatory requirements.
- Interest in working in a financial services environment in Risk, Compliance or Audit role.
- Excellent communication skills both written and verbal.
- Curious and inquiring nature with ability to challenge collective thinking.
- Strong planning and organisational capabilities with ability to work to strict deadlines.
- Commitment and drive - these are qualities that summarise the Compliance professional they want.
