Compliance Associate

4 days ago


Dublin, Dublin City, Ireland Oliver James Full time

Join to apply for the Compliance Associate role at Oliver James.

We are excited to present a unique opportunity to join a distinguished and thriving asset management firm dedicated to delivering outstanding services to its clientele while ensuring stringent adherence to regulatory and compliance standards.

Job Responsibilities

  1. Assist in the implementation and management of the firm's compliance program.
  2. Conduct regular compliance reviews and monitoring to ensure all practices conform to regulatory standards.
  3. Develop and update internal compliance policies and procedures to respond to changes in the regulatory environment.
  4. Report and document compliance issues and follow through with effective solutions in a timely manner.

Qualifications

  1. 2-4 years of experience in Financial Services.
  2. Strong foundation in Compliance Advisory: ability to provide sound and comprehensive advice to ensure business operations align with regulatory requirements.
  3. Expertise in Compliance Policy: skilled at crafting and revising compliance policies that meet legal standards and promote business integrity.
  4. Adept at Compliance Monitoring: proven capacity to perform thorough compliance checks and audits, identifying issues and recommending rectifications.

If interested, please click the apply button below or contact matthew.o'donnell@oliverjames.com | +353 1 485 4495 for more details.

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