Legal and Compliance Officer

2 weeks ago Be among the first 25 applicants

AQMetrics is looking for an experienced Legal and Compliance Officer to work in our Operations team, supporting our customers using the AQMetrics platform for their global compliance obligations. We are a team that draws on our regulatory, fund and data automation knowledge and experience to help our customers achieve compliance with the innovative AQMetrics platform.

We need you to come work with AQMetrics. We've got big plans.

Who We Are:

AQMetrics is a leading provider of regulatory risk software to global financial institutions. Our SaaS platform is award-winning, and our range of products make regulatory risk management simple, secure, and globally compliant.

What We Value:

People First

Putting people first is at the core of everything we do. It compels us to make decisions based on what is best for our people — employees, partners, and customers.

Customer Delight

We are customer focused. We strive to provide the best in class, to drive great customer experience through teamwork and high performance.

Integrity

We are committed to professional integrity. We conduct our business to the highest standards with skill, diligence and responsibility. Professional trust, honesty and compliance are at the core of our culture.

Innovation

We value ideas and encourage innovation every day.

What you will do:

• Develop, implement, and monitor compliance policies and procedures to ensure adherence to regulatory standards
• Provide legal guidance on contracts, NDAs, client agreements, and other business activities
• Identify compliance risks and propose corrective action plans to mitigate them
• Conduct training programs to promote awareness of compliance requirements across teams
• Liaise with regulatory bodies, external counsel, and internal stakeholders to address audits and legal matters
• Stay up-to-date on evolving laws and regulations to ensure the company remains compliant and competitive
• Support product and engineering teams to align solutions with legal and regulatory obligations
• Support RFPs and DDQ processes internally
  
  

Requirements

• Bachelor's degree in Law, Business, or related field
• 2-3 years of experience in legal and compliance roles, ideally within FinTech, RegTech, or SaaS industries
• Strong knowledge of regulatory frameworks like GDPR, MiFID II, or similar global standards
• Exceptional analytical, problem-solving, and communication skills
• Proficiency in managing contracts, policies, and regulatory audits
• Familiarity with SaaS platforms, cloud computing, and cybersecurity compliance
  
  

Benefits

• Opportunity to be part of something special, AQMetrics is growing and we want you to be part of our journey
• People-centric culture
• Competitive salary
• Upskilling opportunities
• Employee Assistance Programme
• Pension scheme
• Healthcare for employees and their families
• Flexible working
• Bike to Work scheme
• Active social club with events throughout the year
  
  

What our Interview Process is Like:

Step 1- After you apply, our HR Manager may reach out to you for an introductory call

Step 2- If your background is a match for the role, you may be required to complete a technical assessment (role depended) and/or phone interview with 1-2 people

Step 3- If you continue through the process, you may be asked to come onsite to interview

AQMetrics is an equal-opportunity employer. We are committed to an inclusive and diverse AQMetrics.Seniority level

• Seniority levelAssociate

Employment type

• Employment typeFull-time

Job function

• Job functionLegal
• IndustriesIT Services and IT Consulting

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