Designated Person for Regulatory Compliance

1 week ago


Dublin, Dublin City, Ireland Corum Asset Management Full time
## Job Description## About the roleThe position is based in **Dublin, Ireland**within CORUM Butler Asset Management, the management company ("ManCo") as part of the French **CORUM Butler Group**. The ManCo is a UCITS and AIF Manager, currently overseeing Irish-domiciled UCITS funds with approximately an AUM of ~1.6 billion.The successful candidate will be working as Designated Person with responsibility for Regulatory Compliance (PCF-39F) and as MLRO (CF-2).The candidate might work in line with relevant Time Commitment agreed internally and with the Regulator.## Who We are**CORUM Butler** is a European investment group with over **260 professionals** dedicated to our clients. We provide innovative and high-performing investment solutions across Europe. The company is recognized for its development success and its sense of innovation. Our company is exclusively owned by its managers.Nearly **140,000 clients** trust us with their savings, totaling over **9 billion euros**.With offices in Paris, London, Dublin, Amsterdam, Singapore, Lisbon and Vienna, our head office is based in Paris. ## Your missions**Key Responsibilities as DP Reg. Compliance:*** Fulfil the role of DP Regulatory Compliance and monitor compliance with all applicable regulatory standards, and oversee any new requirements/changes to the regulatory environment.* Review and advise on the Business Plan/Programme of activities and the Company's Policies and Procedures, particularly regarding Compliance Policies and relevant Group Policies.* Coordinate and review policies and procedures of the funds under management.* Develop and implement the annual compliance monitoring plan, including testing and reporting.* Manage the Compliance calendar, escalate issues, and promote a strong compliance culture.* Liaise with the Central Bank of Ireland and other regulatory bodies; prepare and submit regulatory reports.* Deliver or coordinate compliance training, including onboarding sessions for new joiners.* Act as a point of escalation for compliance issues and breaches.* Report regularly to the Board of Directors.* Participate in internal committees (Risk, Valuation, ESG, DP) and collaborate with Group entities to align compliance practices* Review investment compliance in coordination with the Risk Function.* Support the review of fund marketing materials.* Manage the Compliance aspects of the oversight program of the Funds' delegates (e.g, Fund Administrators and Investment Managers)**Key Responsibilities as MLRO:*** Maintain and apply an AML/CTF risk assessment framework aligned with regulatory and Group standards.* Lead the annual AML business risk assessment and ensure policies remain up to date with Irish and international requirements.* Deliver AML training to staff and directors; oversee investigations and escalation of suspicious activities.* Submit Suspicious Transaction Reports (STRs) and act as the main contact for AML regulatory reviews and inspections.## Qualifications and experienceWe're looking for a compliance professional with solid experience in the UCITS/AIFM fund industry, ideally already approved by the Central Bank of Ireland for similar roles.**Key requirements:*** Proven experience in compliance and AML/CTF within asset management.* Strong knowledge of Irish and EU regulations, including CP86, UCITS, AIFMD, and GDPR.* Experience interacting with CBI and regulatory agencies.* Excellent communication, organizational, and analytical skills.* Comfortable working in a European/international environment.* Degree in law, finance, economics, or related field; compliance certifications are a plus.## Additional Information* Contract Type: **Other*** Location: **Dublin*** **Possible partial remote**
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