
Regulatory Compliance Officer
1 day ago
About the role:
The position is based in Dublin, Ireland and involves working as a Designated Person with responsibility for Regulatory Compliance and as Money Laundering Reporting Officer (MLRO).
We are seeking a compliance professional with solid experience in the UCITS/AIFM fund industry, ideally already approved by the Central Bank of Ireland for similar roles.
Key Responsibilities- Fulfill the role of DP Regulatory Compliance and monitor compliance with all applicable regulatory standards, and oversee any new requirements/changes to the regulatory environment.
- Review and advise on Business Plans/Programmes of activities and Companies' Policies and Procedures, particularly regarding Compliance Policies and relevant Group Policies.
- Liaise with the Central Bank of Ireland and other regulatory bodies; prepare and submit regulatory reports.
- Deliver or coordinate compliance training, including onboarding sessions for new joiners.
- Maintain and apply an AML/CTF risk assessment framework aligned with regulatory and Group standards.
- Lead the annual AML business risk assessment and ensure policies remain up to date with Irish and international requirements.
- Submit Suspicious Transaction Reports (STRs) and act as the main contact for AML regulatory reviews and inspections.
Requirements and Qualifications
- Proven experience in compliance and AML/CTF within asset management.
- Strong knowledge of Irish and EU regulations, including CP86, UCITS, AIFMD, and GDPR.
- Experience interacting with CBI and regulatory agencies.
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