Senior Regulatory Compliance Officer

6 days ago

Dublin, Dublin City, Ireland beBeeCompliance Full time €72,000 - €108,000

Job Summary:

The objective of this role is to deliver, coordinate and continuously develop an effective compliance management framework that provides the tools to enable FNZ to identify, assess, control and monitor conduct and regulatory risk.

This Compliance Manager will work in the second line of defence, bringing both experience and knowledge of regulatory requirements in respect of MiFID, AML and GDPR.

The Compliance Manager will oversee the implementation and maintenance of the Compliance Management Framework to support FNZ's business plan and the regulatory environment it operates in.

This includes provision of oversight of the application of regulatory compliance policies and procedures, executing the compliance monitoring plan, monitoring, and reporting on compliance with MiFID, AML, Financial Crime and GDPR regulations.

Key Responsibilities:
  • Ensure there are appropriate regulatory controls in place within FNZ (Europe) DAC to establish and maintain FNZ (Europe) DAC's compliance with regulatory requirements including conduct obligations.
  • Ensure that an annual risk-based compliance assessment and monitoring plan is carried out for FNZ (Europe) DAC.
  • Ensure regulatory reporting to regulatory authorities on behalf of FNZ (Europe) DAC is timely and accurate.
  • Ensure compliance training is provided to FNZ (Europe) DAC employees.

Requirements:

In-depth knowledge of the European financial services and regulatory framework MiFID II, AML/CJA, and CBI Regulations.

5-10 years' experience working at a senior level within a regulated environment

Working knowledge of operational processes of MiFID or fund administrator firms (i.e., asset servicing, investment operations processes).

Excellent communication, relationship management and influencing skills.

Presentation skills and training / coaching experience.

Ability to understand and articulate the commercial benefits of effective compliance management.

Ability to build and maintain effective internal and external relationships.

Ability to analyse, present and report risk management information to senior stakeholders.

Regulatory expertise: MiFID, AML, Financial Crime, and GDPR.

Benefits:

Opportunity to work with a leading company in the financial services industry.

Chance to develop your career in a dynamic and fast-paced environment.

Competitive salary and benefits package.

Others:

This role requires a strong understanding of regulatory requirements and ability to provide expert advice on compliance matters.

Good communication and interpersonal skills are essential for this role.

Ability to work independently and as part of a team.

Highly organized and able to prioritize tasks effectively.

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