
Senior Regulatory Compliance Specialist
2 days ago
Role Description:
Job DetailsThis is a permanent position, supporting our Finance team in London and Dublin for regulatory reporting.
Location: Dublin/London; Hours: 35 per week; Business: Finance; Type: Regulated
Key Responsibilities- Regulatory reporting and preparation of prudential returns (including Capital, Liquidity, Large Exposures, Asset Encumbrance & Leverage Ratio reporting).
- Prepare/Review daily management information (MI) reporting to senior management.
- Review reporting procedures, identify issues, and liaise with relevant parties to resolve
•issues; maintain awareness of regulatory developments impacting reporting. - Establish and maintain relationships with internal and external stakeholders; communicate recommendations effectively.
- Maintain strong internal controls to ensure deliverables are accurate and submitted on time.
- Regulatory Reporting: prudential returns, daily MI, and related compliance deliverables.
- Regulatory risk analysis and awareness of regulatory developments affecting reporting.
- Collaboration with internal teams to support regulatory and compliance requirements.
- 3+ years regulatory reporting experience within financial services.
- Strong analytical skills and an inquisitive mindset to identify and resolve issues quickly.
- Excellent organizational and multitasking abilities; capable of prioritizing competing demands.
- Excellent communication and presentation skills; able to guide local and Head Office finance teams.
- Ability to build and maintain relationships with key stakeholders; able to communicate recommendations clearly.
- Proficiency in Excel, Word, and PowerPoint to support high-quality deliverables.
- Fully qualified accountant or equivalent with strong technical and Excel skills and a willingness to develop within regulatory reporting.
- Role requires compliance with Central Bank of Ireland Fitness & Probity Standards; designated Controlled Function responsibilities as applicable.
- Adherence to TD policies, Code of Conduct and Ethics, and regulatory requirements; reporting of violations or potential violations as needed.
- We offer a Total Rewards package including base salary and benefits.
- TD is committed to diversity, inclusion, and an accessible work environment.
Note: The information in this description is aligned with the role under the Central Bank of Ireland Fitness & Probity Regime and may be amended if responsibilities change.
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