Senior Financial Crime Risk Oversight Analyst

Senior Financial Crime Risk Oversight Analyst

Senior Financial Crime Risk Oversight Analyst

Work Location: Dublin, Ireland

Hours: 35

Line of Business: Financial Crime Risk Management

Pay Details: We’re committed to providing fair and equitable compensation to all our colleagues. As a candidate, we encourage you to have an open dialogue with a member of our HR Team and ask compensation related questions, including pay details for this role.

Job Description:

CUSTOMER

- Provide guidance on day-to-day AML/ATF/ Sanctions/ABAC matters affecting the business based on regulatory compliance requirements and industry best practice, including, but not limited to, customer identification and due diligence, enhanced due diligence, policy, governance, training and/or compliance assurance and testing.

- Provide/Execute skilled AML/ATF/ Sanctions/ABAC research, risk assessment, reporting and/or analytical support in a timely manner.

- Assist/Partner in the development and implementation of appropriate AML/ATF/ Sanctions/ABAC policies, processes, and controls.

- Support the facilitation of periodic AML/ATF/ Sanctions/ABAC risk and self-assessment activities for designated business using TD’s enterprise AML/ATF/ Sanctions/ABAC risk assessment framework.

- Ensure that assessments (monitoring, risk assessment etc.) are completed and communicated in a dynamic and timely fashion.

- Handle matters escalated for the identification of suspicious activity, or identified through the Enhanced Due Diligence process in accordance with established processes and protocols, and assist in ensuring that the business takes appropriate steps to address those activities and customers.

- Work collaboratively with business and control partners within the organization.

- Prepare and deliver management reporting necessary to ensure accurate and thorough measurement of the risk factors present in various products.

- Proactively identify matters which require additional attention and present objective and independent opinion on the adequacy of AML/ATF/ Sanctions/ABAC processes and controls and opportunities to enhance those controls.

- Present objective and independent opinions on the adequacy of AML/ATF/ Sanctions/ABAC processes and controls in accordance with regulatory and internal requirements, and liaise with the appropriate FCRM and business partners to resolve.

SHAREHOLDER

- Review and provide feedback on business line policies and procedures.

- Analyze AML/ATF/ Sanctions/ABAC compliance requirements and ensure they are properly written into requirements for business projects and approved at the appropriate levels.

- Consistently exercise discretion in managing correspondence, information, and all matters of confidentiality; escalate issues where appropriate.

- Analyze risk exposure characteristics for assigned portfolio in accordance with established processes or procedures, making recommendations for enhancements or changes based on changes in the regulatory environment or business processes.

- Work with business management, and with internal and external business partners (e.g., Internal Audit, external consultants) to respond to regulatory requests, findings, audits and/or examinations.

- Keep current on emerging issues, trends, and evolving regulatory requirements in the AML/ATF/ Sanctions/ABAC industry and assess potential impacts.

- Coordinate with other AML/ATF/ Sanctions/ABAC partners and business compliance partners to ensure consistency in the application of AML/ATF/ Sanctions/ABAC programs and standards across the enterprise.

- Protect the interests of the organization – identify and manage risks, and ensure the prompt analysis and escalation of non-standard, high-risk issues, monitoring to thorough resolution.

- Acquire and apply expertise in the AML/ATF/ Sanctions/ABAC disciplines, providing basic guidance and direction to business and other FCRM partners.

EMPLOYEE / TEAM

- Participate fully as a member of the team, support a positive work environment that promotes service to the business, quality, innovation, and teamwork and ensure timely communication of issues/ points of interest.

- Provide thought leadership and/or industry knowledge for own area of expertise in own area and participate in knowledge transfer within the team and business.

- Participate in personal performance management and development activities, including cross training within own team.

- Contribute to team development of skills and capabilities through mentorship of others, by sharing knowledge and experiences and leveraging best practices.

- Lead, motivate and develop relationships with internal and external business partners/stakeholders to develop productive working relationships.

- Contribute to a fair, positive, and equitable environment that supports a diverse workforce.

- Act as a brand ambassador for your business area/function and the bank, both internally and/or externally.

BREADTH & DEPTH

- Specialist level professional role requiring in-depth knowledge/expertise in AML/ATF/ Sanctions/ABAC and working knowledge of broader related areas.

- Provide advanced analysis and/or specialized reporting to support business partners, functional areas, or centres of expertise.

- Provide AML/ATF/ Sanctions/ABAC advice to a business as FCRM representative on a straightforward project or change initiative.

- Integrate the broader organizational context into advice and solutions within the AML/ATF/ Sanctions/ABAC area.

- Understand the industry, competition and the factors that differentiate the organization.

- Lead projects of moderately to complex risks and resource requirements; may lead end-to-end processes or functional programs.

- Contact for business management, external/internal auditors, dealing with non-routine information.

- Recommend and implement solutions within own area of responsibility.

- May need to coordinate/integrate work with other areas as needed.

- Identify and lead problem resolution for complex requirements related issues at all levels.

- Generally reports to a Senior Manager.

EXPERIENCE & EDUCATION

- Undergraduate Degree.

- Advanced degree, professional accreditation, and/or 5+ years relevant industry experience.

Who We Are

TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities and colleagues.

Our Total Rewards Package
Our Total Rewards package reflects the investment we make in our colleagues to help them, and their families achieve their well-being goals. Total Rewards at TD includes a base salary and several other key plans such as health and well-being benefits, including medical coverage, paid time off, career development, and reward and recognition programs.

Additional Information:
We’re delighted that you’re considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we’re committed to providing the support our colleagues need to thrive both at work and at home.

Colleague Development
If you’re interested in a specific career path or are looking to build certain skills, we want to help you succeed. You’ll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities.

Training & Onboarding
We will provide training and onboarding sessions to ensure that you’ve got everything you need to succeed in your new role.

Interview Process
We’ll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.

Accommodation
If you require an accommodation for the recruitment/interview process (including alternate formats of materials, or accessible meeting rooms or other accommodation), please let us know and we will work with you to meet your needs.

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