
Only 24h Left Compliance, Asset Management Compliance, Associate, Dublin
20 hours ago
BUSINESS UNIT AND ROLE OVERVIEW
This role is within the Asset Wealth Management ("AWM") Compliance Advisory team based in Dublin. The successful candidate will provide compliance advisory services related to portfolio management, trading, sales, and marketing activities within Goldman Sachs Asset Management ("GSAM"). Responsibilities include responding to regulatory requests, addressing compliance queries, enhancing compliance programs in response to regulatory reforms, conducting surveillance and forensic reviews, training staff on compliance matters, updating and drafting policies, approving marketing materials, and advising on sales activities.
EXPERIENCE
- Ability to work collaboratively within a global team and lead compliance projects
- Knowledge of asset management risk and compliance functions
- Experience in developing and implementing compliance programs
- Effective communication with business personnel to achieve compliance outcomes under time constraints
RESPONSIBILITIES
- Support AWM strategic initiatives from a compliance perspective
- Review and approve financial promotion materials
- Conduct daily compliance surveillance of GSAM portfolios to ensure regulatory adherence
- Assist in preparing board reports
- Evaluate new financial instruments and vehicles for compliance issues
- Develop and update compliance policies and procedures
- Log breaches and complaints, ensuring compliance sign-off
- Create and deliver compliance training programs
- Provide compliance advice on global marketing and distribution, including UCITS, Non-UCITS, and cross-border issues
- Review due diligence on third-party distributors
- Advise on new fund launches and other projects
QUALIFICATIONS
- Minimum of 3 years in regulatory risk or compliance, preferably in asset management
- Strong risk awareness and judgment
- Knowledge of investment instruments, including derivatives
- Familiarity with CBI, FCA regulations, MiFID, UCITS, AIFMD, and SFDR
- Excellent analytical, organizational, and communication skills
- Ability to manage multiple tasks with attention to detail and work under pressure
- Capable of working independently and within a team
ABOUT GOLDMAN SACHS
Goldman Sachs is a leading global investment banking, securities, and investment management firm established in 1869. Headquartered in New York, we operate worldwide, committed to diversity, inclusion, and professional growth. Learn more about our culture and benefits at GS.com/careers.
We provide accommodations for candidates with disabilities during our recruitment process. Details can be found at https://www.goldmansachs.com/careers/footer/disability-statement.html
Our benefits include health and welfare programs, generous vacation policies, financial wellness and retirement support, health services, fitness centers, child and family care, and comprehensive benefits packages.
#J-18808-Ljbffr
-
Dublin, Dublin City, Ireland Goldman Sachs Bank Ag Full timeCompliance, Asset Management Compliance, Associate, Dublin location_on Dublin, Co. Dublin, IrelandBUSINESS UNIT AND ROLE OVERVIEWThis role is within the Asset Wealth Management ("AWM") Compliance Advisory team based in Dublin.The successful candidate will provide compliance advisory services related to portfolio management, trading, sales, and marketing...
-
Compliance Specialist
3 weeks ago
Dublin, Dublin City, Ireland Fineco Asset Management Full timeGet AI-powered advice on this job and more exclusive features.Direct message the job poster from Fineco Asset ManagementPeople Generalist at Fineco Asset ManagementAbout Fineco Asset Management DACFineco Asset Management DAC ('Fineco AM') is a Dublin based Asset Management Company, and a subsidiary of FinecoBank S.p.A. ("FinecoBank"). FinecoBank ("Fineco")...
-
Only 24h Left: Compliance Manager
4 weeks ago
Dublin, Dublin City, Ireland Strive Recruitment Full timeAbout the Credit Union Join one of West Dublins most respected and progressive credit unions, renowned for its deep roots in the community and its commitment to ethical financial practices. This credit union offers a collaborative environment where compliance professionals can thrive and make a meaningful impact on governance and member protection. The Role...
-
Designated Person for Regulatory Compliance
2 weeks ago
Dublin, Dublin City, Ireland Corum Asset Management Full timeJob DescriptionAbout the roleThe position is based in Dublin, Irelandwithin CORUM Butler Asset Management, the management company ("ManCo") as part oftheFrench CORUM Butler Group. The ManCo is a UCITS and AIF Manager, currently overseeing Irish-domiciled UCITS funds with approximately an AUM of~1.6 billion.The successful candidate will be working as...
-
Designated Person For Regulatory Compliance
3 weeks ago
Dublin, Dublin City, Ireland Corum Asset Management Full timeJob DescriptionAbout the roleThe position is based inDublin, Irelandwithin CORUM Butler Asset Management, the management company ("ManCo") as part oftheFrenchCORUM Butler Group.The ManCo is a UCITS and AIF Manager, currently overseeing Irish-domiciled UCITS funds with approximately an AUM of~1.6 billion.The successful candidate will be working as Designated...
-
Portfolio Compliance Associate
3 weeks ago
Dublin, Dublin City, Ireland KKR Full timeJoin to apply for the Portfolio Compliance Associate role at KKR1 day ago Be among the first 25 applicantsJoin to apply for the Portfolio Compliance Associate role at KKRGet AI-powered advice on this job and more exclusive features.KKR & Co. Inc., together with its subsidiaries, is a leading global investment firm that offers alternative asset management and...
-
Associate Compliance Manager
3 weeks ago
Dublin, Dublin City, Ireland Legal And General Group Full timeCompany DescriptionLegal & General is one of Europe's largest asset managers, providing clients and partners with complex, responsible investment solutions, across public and private markets. As a global investor, we are present where our clients most need us – from Hong Kong and Singapore, to Chicago and major European financial hubs.Created by combining...
-
Senior Compliance Associate
2 weeks ago
Dublin, Dublin City, Ireland Elevate Partners Full time3 days ago Be among the first 25 applicantsGet AI-powered advice on this job and more exclusive features.We are currently working with a leading Wealth Management firm who are looking to hire a Senior Compliance Associate to join their team in Dublin. This role will support the Wealth Management business which provides Discretionary, Advisory and Execution...
-
Wealth Management Compliance Senior Associate
2 weeks ago
Dublin, Dublin City, Ireland Davy Group Full timeSocial network you want to login/join with:Wealth Management Compliance Senior Associate, Dublincol-narrow-leftClient:Location:Dublin, IrelandJob Category:Other-EU work permit required:Yescol-narrow-rightJob Reference:e751f62382f7Job Views:8Posted:19.08.2025Expiry Date:03.10.2025col-wideJob Description:About usFrom day one, you'll notice there is something...
-
Only 24h Left Associate
17 hours ago
Dublin, Dublin City, Ireland Divurgent Full timeJob Details: Associate - Company SecretaryFull details of the job.Vacancy NameVacancy Name Associate - Company SecretaryLocation(s)Location(s) Dublin, KIlkenny, WexfordEmployment TypeEmployment Type PermanentDepartmentDepartment Client OperationsDescriptionWho are we looking for?Carne group are now looking for ambitious graduates or individuals looking for...