Senior Governance Officer

5 days ago


Dublin, Dublin City, Ireland Fisher Investments UK Full time
Job Overview

Fisher Investments Ireland seeks an experienced Senior Compliance Officer to lead significant aspects of the Compliance Framework. Reporting to the Chief Compliance Officer, you will review the effectiveness of core pieces of the Compliance Framework, analyse and identify areas of improvement or development, and implement necessary changes.

Responsibilities:

  • Oversee the daily monitoring and testing of the Compliance Monitoring Programme, performing much of the analysis and identifying potential issues
  • Develop and implement evolutions in the Compliance Framework, drawing from experience to enhance existing programmes
  • Collaborate with other Compliance teams and Senior Management across the Group to promote standardization and best practices
  • Perform non-AML aspects of the Compliance Framework, including risk management, governance, reporting, training, and regulatory requests
  • Deputise for the CCO, working with internal audit, regulators, and other external parties on regulatory matters and governance fora


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