Compliance Specialist
2 days ago
Sr. Compliance Consultant
About the OpportunityWe are seeking an experienced Due Diligence/Compliance Specialist to join our team for a large financial institution project. The project duration will range from 6-12 months and there is a strong potential for extension.
Responsibilities- Conduct thorough due diligence and background checks to ensure candidates meet regulatory requirements.
- Manage submission and approval process for high-level positions, including annual refreshes and compliance with central bank standards.
- Identify and mitigate potential risks by validating credentials, conducting criminal background checks, and performing adverse media searches.
- Maintain accurate records of compliance activities and report findings to senior management and relevant regulatory bodies.
- Coordinate with a panel of consultants to perform due diligence tasks and implement compliance processes effectively.
- Ensure data and document security and confidentiality.
- Communicate with clients to clearly understand project objectives and provide solutions to meet them.
- Maintain professionalism and competence when dealing with clients and working on projects.
- Law Degree or relevant qualification.
- Experience in compliance/regulatory functions.
- Experience with overseeing regulatory and compliance checks for initial appointments, annual recertifications, and specific controlled functions in line with global standards.
- Experience in setting up operations relating to Fitness & Probity checks.
- Preferably experience within banking or a financial institution.
- Ability to work with various teams and stakeholders.
- Strong organizational skills and good attention to detail.
- Excellent written and verbal communication skills.
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