
Risk and Compliance Manager
1 day ago
We are seeking a Risk and Control Specialist to join our team. As a Risk and Control Specialist, you will be responsible for driving enterprise-wide compliance with key market abuse regulations.
- Develop and implement strategic compliance initiatives across market abuse regulations.
- Lead remediation efforts on market manipulation, insider trading, and securities fraud.
- Oversee risk assessment and mapping aligned with RCSA methodology.
- Develop and monitor risk metrics for complex business environments.
- Strengthen and enhance control frameworks to meet regulatory standards.
- Provide expert advisory to business units on market abuse compliance.
The ideal candidate will have a strong background in regulatory, compliance, or risk & control roles within large financial institutions.
- Experience in one or more business units such as Markets, Banking, Wealth, or Services.
- Deep understanding of market abuse risks and controls, including trade surveillance and information barriers.
- Skilled in risk management practices and control design.
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