
Regulatory Risk Manager
1 day ago
Job Title: Regulatory Risk Manager
Job DescriptionWe are seeking an experienced Regulatory Risk Manager to join our team. The successful candidate will be responsible for delivering, coordinating and continuously developing an effective compliance management framework that provides the tools to enable us to identify, assess, control and monitor conduct and regulatory risk.
The Regulatory Risk Manager works in the second line of defence and brings both experience and knowledge of regulatory requirements in respect of MiFID, AML and GDPR. Their practical experience and achievements in similar roles will demonstrate their ability to provide oversight of the regulatory risk environment and their ability to challenge the business across the core elements of the compliance management framework.
The role requires wider FS industry experience, ideally within a fast-paced regulated environment with exposure to MiFID regulations. The Regulatory Risk Manager will support the implementation and maintenance of the Compliance Management Framework to support our business plan and the regulatory environment we operate in.
This includes provision of oversight of the application of regulatory compliance policies and procedures, executing the compliance monitoring plan, monitoring, and reporting on compliance with MiFID, AML, Financial Crime and GDPR regulations.
Required Skills and Qualifications- In-depth knowledge of the European financial services and regulatory framework MiFID II, GDPR, CBI Regulations.
- 5-10 years' experience working at a senior level within a regulated environment.
- Working knowledge of operational processes of MiFID or fund administrator firms (i.e., asset servicing, investment operations processes).
- Excellent communication, relationship management and influencing skills.
- Presentation skills and training/coaching experience.
- Ability to understand and articulate the commercial benefits of effective compliance management.
- Ability to build and maintain effective internal and external relationships.
We offer a competitive salary and benefits package, as well as opportunities for career development and growth.
OthersThe role is based in Dublin, Ireland and will require regular travel to other locations.
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