
Regulatory Compliance Specialist
1 week ago
As a seasoned professional, you will be responsible for ensuring regulatory compliance across our European branches. The role requires strong analytical skills, industry awareness, and a proactive approach to compliance and regulatory requirements.
Key Responsibilities:
- Provide guidance on regulatory and compliance matters.
- Act as a primary contact for compliance-related queries and issues.
- Monitor and escalate compliance breaches, ensuring proper documentation and resolution.
- Conduct horizon scanning and analyse the impact of regulatory changes.
- Support the development and implementation of the compliance framework.
- Draft and review compliance policies and procedures.
- Deliver compliance training and education to relevant personnel.
- Maintain compliance logs and mandatory records.
This is a regulated role that requires dedication and expertise in financial services.
Required Skills and Qualifications:
- Proven experience in financial services.
- Strong analytical skills and industry awareness.
- Good knowledge of the Investment Management industry and associated compliance requirements.
- Understanding of UCITS, AIFM, ESG/SFDR, and MiFID requirements.
- Excellent communication and interpersonal skills.
We Offer:
- A competitive base salary.
- A good benefits package.
- The opportunity to participate in our annual performance-related bonus plan.
- Generous pension contribution.
- Life assurance.
- Private medical insurance (permanent employees only).
- At least 25 days holiday, plus public holidays.
- Competitive family leave.
About Us:
Our company values diversity, inclusion, and collaboration. We empower individuals to develop their careers and excel in a welcoming culture.
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