Regional Compliance Officer

7 days ago


Dublin, Dublin City, Ireland Fidelity Investments Inc. Full time

Fidelity Investments Inc. has a significant presence in Ireland, operating through three legal entities: FISC Ireland, SAI Ireland, and FDA Ireland. With over 2,000 associates working across two locations (Dublin & Galway), the company supports a diverse range of businesses across technology, operations, and support functions.

About the Job

The Senior Manager of Risk and Compliance position is a critical role within the company, responsible for ensuring regional risk and compliance management oversight for FISC Ireland. This involves collaboration with cross-functional partners within Risk, Compliance, and the business, leveraging analytical thinking and strong written and verbal communication skills.

  1. Executing second-line oversight and challenge through formal risk and control assessments, control testing, and regular interactions with Fidelity Corporate Support Functions.
  2. SUPPORTING OTHER ENTERPRISE & GOVERNANCE RISK ACTIVITIES AS REQUIRED E.G. TOP-DOWN RISK ASSESSMENT AND BOTTOMS UP RISK ASSESSMENT.
  3. Oversight of regional compliance with enterprise ethics and compliance policies.
  4. Leadership and management of compliance readiness assessments across Fidelity Corporate Support Functions.
  5. Delivering comprehensive management information to senior management, including the Risk Committees.
  6. Mitigation, management, and monitoring of risks across the organization, working with support functions.
  7. Ad-hoc project-based work, including reporting and analyses as needed.
  8. Collaboration with cross-functional teams across the globe within Risk, Compliance, Legal, and Corporate Support Functions.
  9. Coaching and mentoring team members to enhance their risk management skills and knowledge.
Key Responsibilities

As a Senior Manager of Risk and Compliance, your key responsibilities will include:

  • Bachelor's degree in a related field (e.g., finance, business administration).
  • Extensive experience in operational and enterprise risk management within a financial services environment.
  • Proficiency in risk assessment tools, control testing methodologies, scenario analysis, risk appetite documentation, risk reporting to senior management and board, KRIs/KCIs identification, documentation, and reporting.
  • In-depth understanding of the regulatory environment with experience of working in regulations/guidance issued by the Central Bank of Ireland and other independent EU authorities.
  • Exceptional communication skills and knowledge of effective influencing tactics and strategies with the ability to impact and influence decisions across the organization.
  • Proven track record of coaching, mentoring, and empowering others to deliver.

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