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Client Asset Oversight Leader
3 weeks ago
A leading wealth management organization is seeking an experienced professional to assume the role of Client Asset Oversight Leader. This position involves overseeing the client asset oversight function, reporting to the risk and compliance committee, and handling day-to-day oversight and compliance with client asset regulations.
The ideal candidate will possess a detailed knowledge of client asset rules and regulations in Ireland, as well as experience delivering or managing a compliance function focusing on client asset regulations. They will also have operational risk expertise and excellent communication skills.
Key responsibilities include:
- Leading and managing the client asset oversight function
- Reporting to the risk and compliance committee and the board of client asset matters
- Oversight of daily calculations and reconciliations
- Ensuring the production, maintenance, review, and update of the Client Asset Management Plan (CAMP)
- Collaboration with first and second lines of defense to identify and mitigate client asset-related risks